# EAST ROCK CAPITAL, LLC

EAST ROCK CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 157433
- Type: SEC-registered investment adviser
- SEC file number: 801-73320
- Location: 65 EAST 55TH STREET, 33RD FLOOR, NEW YORK, NY, 10022
- Phone: 212-630-5000
- Latest filing: 2026-07-09
- Regulatory AUM: $4.8B
- Discretionary AUM: $4.8B
- Clients: 38
- Accounts: 17

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Charities, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [Adam John Shapiro](https://search.stillhousedata.com/person/690967) | MANAGING MEMBER; MANAGING PARTNER | — |
| [Stuart Alan Miller](https://search.stillhousedata.com/person/690968) | PARTNER | — |
| [Leslie Miller Saiontz](https://search.stillhousedata.com/person/690969) | PARTNER | — |
| [Shaun Robert Getchell](https://search.stillhousedata.com/person/690970) | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | — |
| [Bryan Christopher Molinet](https://search.stillhousedata.com/person/690971) | CHIEF FINANCIAL OFFICER | — |
| [MILLER CRAIG ALAN](https://search.stillhousedata.com/person/729962) | PARTNER | — |
| [MARKS MICHAEL](https://search.stillhousedata.com/person/830711) | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| [DUNCAN GRAHAM](https://search.stillhousedata.com/person/830712) | MANAGING PRINCIPAL; MEMBER OF D PARTNERS MANAGEMENT, LLC; MEMBER; PORTFOLIO MANAGER AND MEMBER OF D PARTNERS MANAGEMENT, LLC | — |
| [SHAPIRO ADAM JOHN](https://search.stillhousedata.com/person/830713) | MANAGING MEMBER; MANAGING PARTNER; MANAGING PRINCIPAL (+3 more) | — |
| [MILLER STUART](https://search.stillhousedata.com/person/830714) | PARTNER | — |
| [SAIONTZ LESLIE](https://search.stillhousedata.com/person/830715) | PARTNER | — |
| [MARKS MICHAEL SETH](https://search.stillhousedata.com/person/833950) | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER (+1 more) | — |
| [DUNCAN GRAHAM ANGUS](https://search.stillhousedata.com/person/833951) | MANAGING MEMBER; MANAGING PARTNER; MANAGING PRINCIPAL (+2 more) | — |
| [SAIONTZ LESLIE MILLER](https://search.stillhousedata.com/person/833952) | PARTNER | — |
| [GETCHELL SHAUN ROBERT](https://search.stillhousedata.com/person/853947) | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL; GENERAL COUNSEL | — |
| [MOLINET BRYAN CHRISTOPHER](https://search.stillhousedata.com/person/853948) | CHIEF FINANCIAL OFFICER | — |


## Private funds (15)

Mix: Hedge Fund 9 · Private Equity Fund 6

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| EAST ROCK ENDOWMENT FUND, L.P. | Hedge Fund | Delaware | 5 | $1.1B | $100.0M |
| EAST ROCK DJMD FUND, L.P. | Hedge Fund | Delaware | 6 | $544.1M | $100.0M |
| EAST ROCK GRANITE FUND, L.P. | Hedge Fund | Delaware | 3 | $542.0M | $100.0M |
| EAST ROCK FOCUS FUND, L.P. | Hedge Fund | Delaware | 67 | $483.5M | $1.0M |
| EAST ROCK OREN FUND, L.P. | Hedge Fund | Delaware | 5 | $456.3M | $100.0M |
| EAST ROCK VICTORIA FUND, L.P. | Private Equity Fund | Delaware | 8 | $408.3M | $10.0M |
| EAST ROCK LORELEI FUND, L.P. | Hedge Fund | Delaware | 4 | $374.9M | $100.0M |
| EAST ROCK SIMCO ENDOWMENT FUND, L.P. | Hedge Fund | Delaware | 2 | $341.2M | $25.0M |
| EAST ROCK CHARITABLE FUND, L.P. | Hedge Fund | Delaware | 2 | $163.5M | $100.0M |
| EAST ROCK TIVOLI FUND, L.P. | Hedge Fund | Delaware | 2 | $143.5M | $100.0M |
| EAST ROCK EAI FUND, LLC - SERIES D | Private Equity Fund | Delaware | 83 | $64.2M | $50K |
| EAST ROCK EAI FUND, LLC - SERIES C | Private Equity Fund | Delaware | 49 | $60.5M | $50K |
| EAST ROCK EAI FUND, LLC - SERIES B | Private Equity Fund | Delaware | 26 | $43.5M | $50K |
| EAST ROCK EAI FUND, LLC - SERIES A | Private Equity Fund | Delaware | 25 | $41.5M | $50K |
| ER-WDE, L.P. | Private Equity Fund | Delaware | 27 | $472K | $1.0M |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CHARLOTTE | NC | 2 | 212-630-5000 |
| MIAMI | FL | 1 | 212-630-5000 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157433/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157433/similar
- Related entities: https://search.stillhousedata.com/firm/157433/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157433

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.