# MARSHALL WACE ASIA LIMITED

MARSHALL WACE ASIA LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 157501
- Type: SEC exempt reporting adviser
- SEC file number: 802-110603
- Location: 23/F, LHT TOWER, 31 QUEENS ROAD CENTRAL, HONG KONG
- Phone: +852 3761 5300
- Latest filing: 2026-05-29

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [Christopher Pearce](https://search.stillhousedata.com/person/471919) | CO-CHIEF EXECUTIVE OFFICER; RESPONSIBLE OFFICER | Orlando, FL |
| [Warren Fu](https://search.stillhousedata.com/person/695075) | CHIEF COMPLIANCE OFFICER | — |
| [Charles Marcus Mansour](https://search.stillhousedata.com/person/695076) | CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER; CO- CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER | — |
| [Claire Jayne Musgrave](https://search.stillhousedata.com/person/695077) | DIRECTOR | — |
| [Desmond John Anderson](https://search.stillhousedata.com/person/695078) | DIRECTOR | — |
| [Jing Xu](https://search.stillhousedata.com/person/695079) | DIRECTOR | — |
| [ANDERSON THOMAS JOHN](https://search.stillhousedata.com/person/737000) | CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER; DIRECTOR; RESPONSIBLE OFFICER | — |
| [WACE IAN GERALD](https://search.stillhousedata.com/person/786801) | LIMITED PARTNER; OWNER AND DIRECTOR; PARTNER | — |
| [MARSHALL PAUL R](https://search.stillhousedata.com/person/786802) | LIMITED PARTNER; OWNER AND DIRECTOR; PARTNER | — |
| [PEARCE CHRISTOPHER](https://search.stillhousedata.com/person/796140) | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER, RESPONSIBLE OFFICER; CHIEF OPERATING OFFICER; RESPONSIBLE OFFICER; CO-CHIEF EXECUTIVE OFFICER; RESPONSIBLE OFFICER | — |
| [FORD DUNCAN EDWARD](https://search.stillhousedata.com/person/808028) | DIRECTOR | — |
| [Rajpal Amit](https://search.stillhousedata.com/person/896473) | CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER | — |
| [Fu Warren](https://search.stillhousedata.com/person/898426) | CHIEF COMPLIANCE OFFICER | — |
| [Musgrave Claire Jayne](https://search.stillhousedata.com/person/903496) | DIRECTOR | — |
| [MANSOUR CHARLES MARCUS](https://search.stillhousedata.com/person/903520) | CO- CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER; DIRECTOR | — |
| [Xu Jing](https://search.stillhousedata.com/person/905737) | DIRECTOR | — |
| [Elizabeth Kathleen Miller](https://search.stillhousedata.com/person/1573798) | DIRECTOR; RESPONSIBLE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-11-04 | regulatory | ON FEBRUARY 24, 2022, MARSHALL WACE ASIA LIMITED ("MWAL") RECEIVED CONFIRMATION OF AN ADMINISTRATIVE CHARGE OF KRW 43.2 MILLION (APPROXIMATELY USD 35,000) BY THE SECURITIES AND FUTURES COMMISSION OF KOREA ("SFC") FOR A VIOLATION OF ITS SHORT SALE RESTRICTIONS, AS STIPULATED IN ARTICLE 180(1) OF THE… | Final | $35K |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL FUND | Hedge Fund | Ireland | 7 | $113.8M | $115K |
| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUND | Hedge Fund | Ireland | 7 | $93.9M | $115K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SHANGHAI | — | 2 | +86 21 31290010 |
| ISTANBUL | — | 1 | 90 212 3535092 |


## Fund service providers (1)

- custodian: MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUND

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157501/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157501/similar
- Related entities: https://search.stillhousedata.com/firm/157501/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157501

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.