# KINGDON CAPITAL MANAGEMENT, L.L.C.

KINGDON CAPITAL MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 157509
- Type: SEC-registered investment adviser
- SEC file number: 801-73482
- Location: 152 WEST 57TH STREET, 50TH FLOOR, NEW YORK, NY, 10019-3308
- Phone: 212-333-0100
- Latest filing: 2026-03-30
- Regulatory AUM: $959.8M
- Discretionary AUM: $959.8M
- Clients: 19
- Accounts: 8

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| David J Paul | PRESIDENT | SANTA ROSA, CA |
| Mark Elliot Kingdon | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| William Joseph Walsh | CHIEF FINANCIAL OFFICER | — |
| Richard Howard Weinstein | CHIEF OPERATING OFFICER/GENERAL COUNSEL /CHIEF COMPLIANCE OFFICER | — |
| RIEGER NANCY OWEN | CHIEF INVESTMENT OFFICER | — |
| WALSH WILLIAM JOSEPH | CHIEF FINANCIAL OFFICER | — |
| BARBAGALLO ALFRED JOHN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| WEINSTEIN RICHARD HOWARD | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL; CHIEF OPERATING OFFICER/GENERAL COUNSEL /CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| KINGDON MARK ELLIOT | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER; MANAGING MEMBER/PRESIDENT; SHAREHOLDER | — |
| WINTERS ALAN | CHIEF OPERATING OFFICER | — |
| MACKEY MICHAEL JAY | CHIEF INVESTMENT OFFICER; PORTFOLIO MANAGER | — |
| ODOM BRETT BOROUGHS | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-06-26 | regulatory | SEBI CLAIMS THE ADVISER AND MARK KINGDON COLLUDED IN A SCHEME DEVISED TO USE ADVANCE KNOWLEDGE OF NON-PUBLIC INFORMATION REGARDING THE EXISTENCE, TIMING AND OVERALL NATURE OF A REPORT THAT HINDENBURG RESEARCH LLC PUBLISHED TO ALLEGEDLY ENABLE ADVISER CLIENTS TO BUILD A SHORT POSITION IN THE FUTURES… | Pending | — |


## Private funds (8)

Mix: Hedge Fund 7 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| M. KINGDON OFFSHORE MASTER FUND L.P. | Hedge Fund | Cayman Islands | 48 | $943.2M | — |
| KINGDON ASSOCIATES | Hedge Fund | New York | 29 | $480.4M | $5.0M |
| M. KINGDON OFFSHORE LTD. | Hedge Fund | Cayman Islands | 11 | $195.6M | $5.0M |
| KINGDON FAMILY PARTNERSHIP, L.P. | Hedge Fund | New York | 13 | $45.2M | — |
| KINGDON HEALTHCARE MASTER FUND L.P. | Hedge Fund | Cayman Islands | 9 | $9.5M | — |
| KINGDON HEALTHCARE PRIVATE EQUITY, LLC | Other Private Fund | Delaware | 8 | $7.1M | — |
| KINGDON HEALTHCARE FUND, L.P. | Hedge Fund | Delaware | 6 | $6.9M | $1.0M |
| KINGDON HEALTHCARE FUND LTD. | Hedge Fund | Cayman Islands | 3 | $2.6M | $1.0M |


## Fund service providers (3)

- administrator: MORGAN STANLEY FUND SERVICES (CAYMAN) LTD. — 3 funds
- administrator: MORGAN STANLEY FUND SERVICES USA LLC — 3 funds
- administrator: MORGAN STANLEY FUND SERVICES (CAYMAN)

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157509/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157509/similar
- Related entities: https://search.stillhousedata.com/firm/157509/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157509

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.