# MERRICKS CAPITAL PTY LTD

MERRICKS CAPITAL PTY LTD of MELBOURNE is an SEC-registered investment adviser.

## Registration

- CRD: 157533
- Type: SEC-registered investment adviser
- SEC file number: 801-72326
- Location: LEVEL 26, 35 COLLINS STREET, MELBOURNE, 3000
- Phone: +613 8319 8111
- Latest filing: 2026-04-01
- Regulatory AUM: $2.1B
- Discretionary AUM: $1.5B
- Non-discretionary AUM: $603.0M
- Clients: 45
- Accounts: 10

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [Adrian Redlich](https://search.stillhousedata.com/person/665584) | EXECUTIVE CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | — |
| [Anne Louise Forbes-Harper](https://search.stillhousedata.com/person/665585) | GENERAL COUNSEL, COMPANY SECRETARY & CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, COMPANY SECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| [David Malcolm Hackett](https://search.stillhousedata.com/person/665586) | NON-EXECUTIVE DIRECTOR | — |
| [Sandra Yin Ting Chui](https://search.stillhousedata.com/person/665587) | CHIEF OPERATING OFFICER | — |
| [Brendan John O'Connor](https://search.stillhousedata.com/person/665588) | DIRECTOR | — |
| [O'CONNOR NEIL JOHN](https://search.stillhousedata.com/person/763126) | DIRECTOR | — |
| [LINDELL HENRY A](https://search.stillhousedata.com/person/774481) | CHIEF COMPLIANCE OFFICER AND DIRECTOR; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND DIRECTOR; HEAD OF STRUCTURED CREDIT AND DIRECTOR | — |
| [REDLICH ADRIAN](https://search.stillhousedata.com/person/774482) | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR; DIRECT INDIVIDUAL OWNER; EXECUTIVE CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR (+1 more) | — |
| [LIBERMAN JUSTIN](https://search.stillhousedata.com/person/774483) | DIRECTOR | — |
| [DAVIES RICHARD GETHIN](https://search.stillhousedata.com/person/774484) | DIRECTOR | — |
| [LIBERMAN BORI](https://search.stillhousedata.com/person/774485) | DIRECT INDIVIDUAL OWNER | — |
| [TORRINGTON ANDREW COLIN](https://search.stillhousedata.com/person/847528) | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR OF INVESTMENTS | — |
| [Forbes-Harper Anne Louise](https://search.stillhousedata.com/person/861965) | GENERAL COUNSEL & COMPANY SECRETARY; GENERAL COUNSEL, COMPANY SECRETARY, & CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, COMPANY SECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| [LIBERMAN HELEN](https://search.stillhousedata.com/person/869406) | DIRECT INDIVIDUAL OWNER | — |
| [REDLICH CHRISTINA](https://search.stillhousedata.com/person/869407) | DIRECT INDIVIDUAL OWNER | — |
| [HACKETT DAVID MALCOLM](https://search.stillhousedata.com/person/870783) | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR; NON-EXECUTIVE DIRECTOR | — |
| [CHUI SANDRA YIN TING](https://search.stillhousedata.com/person/881237) | CHIEF OPERATING OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-10-14 | criminal | THE INDICTMENT RELATES TO ALLEGED VIOLATIONS OF THE FINANCIAL INVESTMENT AND CAPITAL MARKETS ACT IN CONNECTION WITH CERTAIN HEDGING TRADES EXECUTED BY A FORMER REGAL FUNDS MANAGEMENT PTY LIMITED EMPLOYEE ON 18 OCTOBER 2019 INVOLVING AN ISSUER LISTED ON THE KOREA EXCHANGE. | Pending | — |
| 2023-12-26 | regulatory | THE SECURITIES AND FUTURES COMMISSION HAS PROVIDED NOTICE OF THE IMPOSITION OF ADMINISTRATIVE FINES AND PENALTIES OF KRW 313,200,000 (APPROX. USD$234,000) FOR ALLEGED BREACHES OF THE SOUTH KOREAN SECURITIES LEGISLATION (INCLUDING THE FINANCIAL INVESTMENT AND CAPITAL MARKETS ACT AND RELATED REGULATIO… | On Appeal | $234K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157533/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157533/similar
- Related entities: https://search.stillhousedata.com/firm/157533/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157533

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.