# WYNNEFIELD CAPITAL, INC.

WYNNEFIELD CAPITAL, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 157604
- Type: SEC-registered investment adviser
- SEC file number: 801-73498
- Location: 450 SEVENTH AVE, SUITE 509, NEW YORK, NY, 10123
- Phone: 212-760-0814
- Latest filing: 2026-06-15
- Regulatory AUM: $184.5M
- Discretionary AUM: $184.5M
- Clients: 2
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [Nelson Jay Obus](https://search.stillhousedata.com/person/686343) | PRESIDENT | — |
| [Joshua Haim Landes](https://search.stillhousedata.com/person/686344) | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | — |
| [W. Alex Liu](https://search.stillhousedata.com/person/686345) | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| [OBUS NELSON JAY](https://search.stillhousedata.com/person/775104) | PRESIDENT | — |
| [LANDES JOSHUA HAIM](https://search.stillhousedata.com/person/775105) | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | — |
| [WASSERMAN FREDERICK GERALD](https://search.stillhousedata.com/person/821913) | CHIEF COMPLIANCE OFFICER | — |
| [LIU ALEX](https://search.stillhousedata.com/person/861860) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157604/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157604/similar
- Related entities: https://search.stillhousedata.com/firm/157604/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157604

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.