# BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLC

BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 157801
- Type: SEC-registered investment adviser
- SEC file number: 801-72483
- Location: 135 SOUTH LASALLE STREET, SUITE 852, CHICAGO, IL, 60603
- Phone: 312-828-6378
- Latest filing: 2015-08-21
- Regulatory AUM: $1.1B
- Discretionary AUM: $990.0M
- Non-discretionary AUM: $157.6M
- Clients: 18
- Accounts: 11

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| [SMITH KENNETH W](https://search.stillhousedata.com/person/728028) | MEMBER OF BOARD OF MANAGERS; MEMBER OF BOARD OF MANAGERS OF REGISTRANT; MEMBER OF BOARD OF MANAGERS OF REGISTRANT AND RELYING ADVISER | — |
| [FRANCESE GERALD ADAM](https://search.stillhousedata.com/person/772432) | CHIEF COMPLIANCE OFFICER | — |
| [POWERS EDWARD JOHN](https://search.stillhousedata.com/person/776816) | PRESIDENT; PRESIDENT AND MEMBER OF BOARD OF MANAGERS; PRESIDENT AND MEMBER OF BOARD OF MANAGERS OF REGISTRANT (+2 more) | — |
| [MCINERNEY MARTIN JOHN](https://search.stillhousedata.com/person/776817) | CONTROLLER; CONTROLLER OF REGISTRANT; CONTROLLER OF RELYING ADVISER | — |
| [BRINKMAN ANDREW JOSEPH](https://search.stillhousedata.com/person/789671) | MEMBER OF BOARD OF MANAGERS OF REGISTRANT; SENIOR RISK PARTNER FOR BUSINESS BANKING OF REGISTRANT | — |
| [BEALE STEPHANIE TERESE](https://search.stillhousedata.com/person/791488) | CONTROLLER OF REGISTRANT; CONTROLLER OF RELYING ADVISER; TREASURER OF REGISTRANT AND RELYING ADVISER (+1 more) | — |
| [PHILLIPS JAMES WILLIAM](https://search.stillhousedata.com/person/804600) | ASSISTANT CONTROLLER OF REGISTRANT AND RELYING ADVISER; ASSISTANT CONTROLLER OF RELYING ADVISER | — |
| [LEHR KEITH ROBERT](https://search.stillhousedata.com/person/812144) | CHIEF COMPLIANCE OFFICER OF REGISTRANT | — |
| [BRANTLEY THOMAS MANN](https://search.stillhousedata.com/person/812146) | SENIOR VICE PRESIDENT OF REGISTRANT AND RELYING ADVISER; SENIOR VICE PRESIDENT OF RELYING ADVISER | — |
| [HARMAN MARY PALMER](https://search.stillhousedata.com/person/812151) | MANAGING DIRECTOR OF REGISTRANT; MEMBER OF BOARD OF MANAGERS; MEMBER OF BOARD OF MANAGERS OF REGISTRANT (+1 more) | — |
| [FOWLER CRAIG CAMERON](https://search.stillhousedata.com/person/812152) | MANAGING DIRECTOR OF REGISTRANT AND RELYING ADVISER; MANAGING DIRECTOR OF RELYING ADVISER; MEMBER OF BOARD OF MANAGERS OF REGISTRANT | — |
| [HOGANBRUEN MATTHEW GREGORY](https://search.stillhousedata.com/person/812153) | MANAGING DIRECTOR OF REGISTRANT AND RELYING ADVISER; MANAGING DIRECTOR OF RELYING ADVISER; MEMBER OF BOARD OF MANAGERS OF REGISTRANT | — |
| [SHAH SANJIV KANU](https://search.stillhousedata.com/person/812154) | MANAGING DIRECTOR OF REGISTRANT AND RELYING ADVISER; MANAGING DIRECTOR OF RELYING ADVISER; MEMBER OF BOARD OF MANAGERS OF REGISTRANT | — |
| [COSTIGAN GREGORY VINCENT](https://search.stillhousedata.com/person/820946) | CHIEF COMPLIANCE OFFICER OF REGISTRANT; CHIEF COMPLIANCE OFFICER OF REGISTRANT AND RELYING ADVISER | — |
| [RUPPERT JAMES JOHN](https://search.stillhousedata.com/person/820953) | MEMBER OF BOARD OF MANAGERS OF REGISTRANT; SENIOR VICE PRESIDENT OF REGISTRANT | — |
| [LIM DANIEL SAE WHAN](https://search.stillhousedata.com/person/824928) | MEMBER OF BOARD OF MANAGERS AND SENIOR RISK EXECUTIVE OF REGISTRANT | — |
| [CHO DEBRA INGRAHAM](https://search.stillhousedata.com/person/828068) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF REGISTRANT | — |
| [ANDERSEN BRENT CHARLES](https://search.stillhousedata.com/person/834523) | SENIOR VICE PRESIDENT OF RELYING ADVISER | — |
| [BORDA GUILLERMO NMN](https://search.stillhousedata.com/person/834524) | MANAGING DIRECTOR OF RELYING ADVISER | — |


## Private funds (9)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NYSCRF PIONEER PARTNERSHIP FUND A, L.P. | Private Equity Fund | — | 8 | $213.5M | $200.0M |
| CALSTRS LOWER MIDDLE MARKET FUND IV, LLC | Private Equity Fund | — | 8 | $212.1M | $100.0M |
| CALSTRS LOWER MIDDLE MARKET FUND III, LLC | Private Equity Fund | — | 7 | $194.8M | $200.0M |
| NYSCRF PIONEER PARTNERSHIP FUND A-II, L.P. | Private Equity Fund | — | 9 | $151.5M | $150.0M |
| THE FIRST CAPITAL ACCESS FUND, L.P. | Private Equity Fund | — | 8 | $103.4M | $100.0M |
| CALSTRS LOWER MIDDLE MARKET FUND V, L.P. | Private Equity Fund | — | 7 | $100.7M | $100.0M |
| BANC OF AMERICA CALIFORNIA COMMUNITY VENTURE FUND, LLC | Private Equity Fund | — | 6 | $68.4M | $100.0M |
| CALSTRS CALIFORNIA IMPACT FUND, LLC | Private Equity Fund | — | 6 | $52.9M | $75.0M |
| HORIZON IMPACT FUND, L.P. | Private Equity Fund | — | 8 | $50.3M | $50.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157801/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157801/similar
- Related entities: https://search.stillhousedata.com/firm/157801/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157801

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.