# INDABA CAPITAL MANAGEMENT, L.P.

INDABA CAPITAL MANAGEMENT, L.P. of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 157905
- Type: SEC-registered investment adviser
- SEC file number: 801-73517
- Location: ONE LETTERMAN DRIVE, BUILDING D, SUITE DM700, SAN FRANCISCO, CA, 94129
- Phone: 415-680-1030
- Latest filing: 2025-03-31
- Regulatory AUM: $736.8M
- Discretionary AUM: $736.8M
- Clients: 14
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| [Derek Christopher Schrier](https://search.stillhousedata.com/person/713409) | LIMITED PARTNER, MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; MANAGING MEMBER; TRUSTEE (+1 more) | — |
| [Joshua E Prime](https://search.stillhousedata.com/person/713410) | LIMITED PARTNER | — |
| [Eduard Christiaan Sent](https://search.stillhousedata.com/person/713411) | LIMITED PARTNER AND INVESTMENT PARTNER | — |
| [Zachary Seth Rosenberg](https://search.stillhousedata.com/person/713412) | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [Melody Zhepeng Lang](https://search.stillhousedata.com/person/713413) | CHIEF FINANCIAL OFFICER | — |
| [SCHRIER DEREK CHRISTOPHER](https://search.stillhousedata.com/person/731554) | LIMITED PARTNER, MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; MANAGING MEMBER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER AND SENIOR MANAGING MEMBER (+2 more) | — |
| [HASSAN ANTHONY](https://search.stillhousedata.com/person/820528) | LIMITED PARTNER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER; LIMITED PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; PARTNER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND MANAGING MEMBER | — |
| [MCCONNON THOMAS ENDEL](https://search.stillhousedata.com/person/820529) | LIMITED PARTNER AND INVESTMENT PARTNER; PARTNER AND MANAGING MEMBER | — |
| [PRIME JOSHUA E](https://search.stillhousedata.com/person/820530) | LIMITED PARTNER; LIMITED PARTNER AND INVESTMENT PARTNER; PARTNER AND MANAGING MEMBER | — |
| [BRIER HANK](https://search.stillhousedata.com/person/820531) | LIMITED PARTNER AND GENERAL COUNSEL; LIMITED PARTNER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | — |
| [KAPLAN ROBERT STEVEN](https://search.stillhousedata.com/person/820532) | CHAIRMAN AND MEMBER; LIMITED PARTNER AND CHAIRMAN; SENIOR ADVISOR AND MEMBER | — |
| [DODGE ANDREW M](https://search.stillhousedata.com/person/820533) | LIMITED PARTNER AND INVESTMENT PARTNER | — |
| [WALTERSPIEL ALEXANDER DAVID](https://search.stillhousedata.com/person/820534) | LIMITED PARTNER AND TRADER | — |
| [WILSON SARAH FRANCES](https://search.stillhousedata.com/person/820535) | LIMITED PARTNER AND DIRECTOR OF BUSINESS DEVELOPMENT | — |
| [Rosenberg Zachary Seth](https://search.stillhousedata.com/person/838978) | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [SENT EDUARD CHRISTIAAN](https://search.stillhousedata.com/person/840425) | LIMITED PARTNER AND INVESTMENT PARTNER; LIMITED PARTNER AND INVESTMENT PRINCIPAL | — |
| [TJONGTJINTAI ROGER](https://search.stillhousedata.com/person/840426) | LIMITED PARTNER AND INVESTMENT PARTNER | — |
| [LERNER ALEXANDER](https://search.stillhousedata.com/person/845523) | LIMITED PARTNER AND INVESTMENT PARTNER | — |
| [JIANG JOAN](https://search.stillhousedata.com/person/845524) | CHIEF COMPLIANCE OFFICER | — |
| [O'FALLON DEVIN W](https://search.stillhousedata.com/person/866048) | LIMITED PARTNER AND DIRECTOR OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT | — |
| [WETMORE WILLIAM KENNETH](https://search.stillhousedata.com/person/869148) | CHIEF COMPLIANCE OFFICER | — |
| [MOONEY DARREN WILLIAM](https://search.stillhousedata.com/person/874736) | CHIEF COMPLIANCE OFFICER | — |
| [Lang Melody Zhepeng](https://search.stillhousedata.com/person/879015) | CHIEF FINANCIAL OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-09-16 | regulatory | THE SEC ALLEGED THAT, IN JUNE 2012, INDABA CAPITAL MANAGEMENT, L.P., ACTING ON BEHALF OF ITS CLIENTS, VIOLATED RULE 105 OF REGULATION M UNDER THE SECURITIES EXCHANGE ACT OF 1934 ("RULE 105") BY PARTICIPATING IN A FOLLOW-ON PUBLIC OFFERING AFTER HAVING SOLD SHORT THE SAME SECURITY DURING THE RULE 105… | Final | $97K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| ASPEN | CO | 1 | 415-680-1030 |
| ASPEN | CO | 1 | 415-680-1030 |


## Fund service providers (4)

- administrator: SS&C TECHNOLOGIES, INC.
- custodian: INDABA CAPITAL HOLDINGS (CAYMAN), L.P.
- custodian: INDABA CAPITAL PARTNERS (CAYMAN), L.P.
- custodian: INDABA CAPITAL PARTNERS, L.P.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157905/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157905/similar
- Related entities: https://search.stillhousedata.com/firm/157905/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157905

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.