# PRESCOTT GENERAL PARTNERS LLC

PRESCOTT GENERAL PARTNERS LLC of BOCA RATON, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 157907
- Type: SEC-registered investment adviser
- SEC file number: 801-73464
- Location: 2200 BUTTS ROAD, SUITE 320, BOCA RATON, FL, 33431
- Phone: 561-314-0800
- Latest filing: 2026-03-27
- Regulatory AUM: $1.7B
- Discretionary AUM: $1.7B
- Clients: 5
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Thomas William Smith](https://search.stillhousedata.com/person/586044) | MANAGING MEMBER | Mount Kisco, NY |
| [Scott J Vassalluzzo](https://search.stillhousedata.com/person/680845) | MANAGING MEMBER | — |
| [Michelle L Chung](https://search.stillhousedata.com/person/680846) | CCO,CFO | — |
| [Jason M Pohanka](https://search.stillhousedata.com/person/680847) | MANAGING MEMBER | — |
| [SMITH DALE WILLIAM](https://search.stillhousedata.com/person/735351) | MANAGING MEMBER | — |
| [FISCHER SHANNON M](https://search.stillhousedata.com/person/739174) | CCO | — |
| [VASSALLUZZO SCOTT J](https://search.stillhousedata.com/person/826152) | MANAGING MEMBER | — |
| [CHUNG MICHELLE L](https://search.stillhousedata.com/person/828253) | CCO,CFO; CFO | — |
| [Joshua E Zachary](https://search.stillhousedata.com/person/983560) | CCO,CFO | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-01-26 | regulatory | ALLEGED VIOLATIONS OF RULE 204(B)-1 UNDER U.S. INVESTMENT ADVISERS ACT OF 1940, DUE TO THE ADVISER'S FAILURE TO FILE FORM PF. | Final | $75K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PRESCOTT ASSOCIATES LP | Hedge Fund | New York | 98 | $1.0B | $1.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157907/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157907/similar
- Related entities: https://search.stillhousedata.com/firm/157907/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157907

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.