# DRAGON FINANCIAL AND INVESTMENT GROUP, INC.

DRAGON FINANCIAL AND INVESTMENT GROUP, INC. of SAN MATEO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 157936
- Type: SEC-registered investment adviser
- SEC file number: 801-79669
- Location: 1700 S. EL CAMINO REAL #501, SAN MATEO, CA, 94402
- Phone: 650-571-8888
- Latest filing: 2015-09-15
- Regulatory AUM: $134.0M
- Discretionary AUM: $134.0M
- Clients: 17
- Accounts: 911

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| CHAO WALTER RAE | MANAGING MEMBER; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| MAH JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| DINGLER NATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157936/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157936/similar
- Related entities: https://search.stillhousedata.com/firm/157936/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157936

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.