# NORTHERN LIGHTS CAPITAL GROUP, LLC

NORTHERN LIGHTS CAPITAL GROUP, LLC of TACOMA, WA is an SEC-registered investment adviser.

## Registration

- CRD: 157976
- Type: SEC-registered investment adviser
- SEC file number: 801-72415
- Location: 909 A STREET, SUITE 810, TACOMA, WA, 98402
- Phone: 253-238-0417
- Latest filing: 2023-09-19
- Regulatory AUM: $403.6M
- Non-discretionary AUM: $403.6M
- Clients: 15
- Accounts: 1

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [GREENWOOD PAUL RICHARD](https://search.stillhousedata.com/person/730948) | MANAGING DIRECTOR | — |
| [GRISWOLD JOHN DAVID](https://search.stillhousedata.com/person/737983) | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| [ZIMMERMAN JOHN WITHERSPOON](https://search.stillhousedata.com/person/753557) | MANAGING DIRECTOR | — |
| [CARVER TIMOTHY JACOB](https://search.stillhousedata.com/person/760890) | MANAGING DIRECTOR | — |
| [TURNER ANDREW LAIRD](https://search.stillhousedata.com/person/763404) | CHAIRMAN; MANAGING MEMBER | — |
| [SWIFT JACK](https://search.stillhousedata.com/person/804407) | MANAGING DIRECTOR | — |
| [FOSSE CHRISTOPHER](https://search.stillhousedata.com/person/804408) | CHIEF COMPLIANCE OFFICER, CFO; CHIEF FINANCIAL OFFICER | — |
| [SWIFT JOHN COLQUHOUN](https://search.stillhousedata.com/person/816672) | MANAGING DIRECTOR | — |
| [ERICKSON TRENT](https://search.stillhousedata.com/person/816673) | CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| AURORA TRUST | Private Equity Fund | — | 1 | $403.6M | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157976/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157976/similar
- Related entities: https://search.stillhousedata.com/firm/157976/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157976

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.