# GUGGENHEIM GLOBAL TRADING, LLC

GUGGENHEIM GLOBAL TRADING, LLC of PURCHASE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 158012
- Type: SEC-registered investment adviser
- SEC file number: 801-72551
- Location: 4 MANHATTANVILLE ROAD, PURCHASE, NY, 10577
- Phone: 914-251-8100
- Latest filing: 2014-09-24
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 60
- Accounts: 4

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| [KATZOVITZ LOREN MARK](https://search.stillhousedata.com/person/732545) | MANAGING PARTNER/CO-HEAD | — |
| [HUGHES PATRICK THOMAS](https://search.stillhousedata.com/person/732546) | MANAGING PARTNER/CO-HEAD | — |
| [WORLEY DAVID CLARK](https://search.stillhousedata.com/person/786095) | DIRECTOR (GUGGENHEIM GGT (SWISS) GMBH); GENERAL COUNSEL; GENERAL COUNSEL (GUGGENHEIM GLOBAL TRADING, LLC) | — |
| [WYNN THOMAS LOOR](https://search.stillhousedata.com/person/793703) | CHIEF COMPLIANCE OFFICER | — |
| [CARRIERI MICHAEL](https://search.stillhousedata.com/person/793704) | CHIEF FINANCIAL OFFICER | — |
| [BUXBAUM JULES MORRIS](https://search.stillhousedata.com/person/793705) | CHIEF RISK OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| GGT MULTI-STRATEGY MASTER FUND (CAYMAN) LP | Hedge Fund | — | 15 | $1.3B | $10.0M |


## Fund service providers (1)

- administrator: CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158012/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158012/similar
- Related entities: https://search.stillhousedata.com/firm/158012/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158012

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.