# RIVER ASSOCIATES INVESTMENTS (TN), LLC

RIVER ASSOCIATES INVESTMENTS (TN), LLC of CHATTANOOGA, TN is an SEC-registered investment adviser.

## Registration

- CRD: 158034
- Type: SEC-registered investment adviser
- SEC file number: 801-73852
- Location: 633 CHESTNUT STREET, SUITE 1640, CHATTANOOGA, TN, 37450-1600
- Phone: 423-755-0888
- Latest filing: 2025-03-19
- Regulatory AUM: $800.5M
- Discretionary AUM: $800.5M
- Clients: 18
- Accounts: 4

## Business model

- Compensation: Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| [William Craig Baker](https://search.stillhousedata.com/person/199273) | ASSISTANT SECRETARY | Chattanooga, TN |
| [John Marshall Jones](https://search.stillhousedata.com/person/397315) | ASSISTANT SECRETARY | Chattanooga, TN |
| [Courtney Layne Cudd](https://search.stillhousedata.com/person/680293) | CCO/TREASURER | — |
| [George Holmes Patten Pettway](https://search.stillhousedata.com/person/680294) | ASSISTANT SECRETARY; OWNER | — |
| [James Buford Baker](https://search.stillhousedata.com/person/680295) | PRESIDENT & CHIEF MANAGER | — |
| [Michael Dean Brookshire](https://search.stillhousedata.com/person/680296) | VICE PRESIDENT & SECRETARY | — |
| [Norma Mills](https://search.stillhousedata.com/person/699682) | TRUSTEE | — |
| [James Olan Mills](https://search.stillhousedata.com/person/699683) | TRUSTEE | — |
| [CUDD COURTNEY LAYNE](https://search.stillhousedata.com/person/793187) | CCO / CFO; CCO / CFO FOR REGISTRANT AND RELYING ADVISER; CCO/TREASURER (+2 more) | — |
| [PETTWAY GEORGE HOLMES PATTEN](https://search.stillhousedata.com/person/793188) | ASSISTANT SECRETARY; CHAIRMAN OF RELYING ADVISER RIVER ASSOCIATES, LLC; MEMBER OF RELYING ADVISER RIVER ASSOCIATES, LLC (+3 more) | — |
| [BAKER JAMES BUFORD](https://search.stillhousedata.com/person/793189) | CHAIRMAN OF RELYING ADVISER RIVER ASSOCIATES INVESTMENTS, LP; PRESIDENT & CHIEF MANAGER; PRESIDENT OF RELYING ADVISER RIVER ASSOCIATES, LLC | — |
| [JONES JOHN MARSHALL](https://search.stillhousedata.com/person/793190) | ASSISTANT SECRETARY; ASSISTANT SECRETARY OF RELYING ADVISER RIVER ASSOCIATES, LLC; VICE PRESIDENT OF OF RELYING ADVISER  RIVER ASSOCIATES INVESTMENTS, LP | — |
| [BROOKSHIRE MICHAEL DEAN](https://search.stillhousedata.com/person/793191) | PRESIDENT OF OF RELYING ADVISER  RIVER ASSOCIATES INVESTMENTS, LP; SECRETARY OF RELYING ADVISER RIVER ASSOCIATES, LLC; VICE PRESIDENT & SECRETARY | — |
| [BAKER WILLIAM CRAIG](https://search.stillhousedata.com/person/793192) | ASSISTANT SECRETARY; OWNER; VP AND SECRETARY OF OF RELYING ADVISER  RIVER ASSOCIATES INVESTMENTS, LP | — |
| [MILLS NORMA](https://search.stillhousedata.com/person/827906) | TRUSTEE | — |
| [MILLS SHARON](https://search.stillhousedata.com/person/827907) | TRUSTEE | — |
| [MORRIS TIM TAYLOR](https://search.stillhousedata.com/person/827908) | MEMBER OF RELYING ADVISER RIVER ASSOCIATES, LLC | — |
| [LEWIS BLAKE TYLER](https://search.stillhousedata.com/person/846204) | VICE PRESIDENT; VICE PRESIDENT OF REGISTRANT AND RELYING ADVISOR | — |
| [VYULE BENJAMIN S](https://search.stillhousedata.com/person/846205) | VICE PRESIDENT; VICE PRESIDENT OF REGISTRANT AND RELYING ADVISER | — |
| [MILLS JAMES OLAN](https://search.stillhousedata.com/person/863713) | TRUSTEE | — |


## Private funds (4)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| RIVER VII, LP | Private Equity Fund | Delaware | 49 | $440.3M | $5.0M |
| RIVER VIII, LP | Private Equity Fund | Delaware | 51 | $343.6M | $5.0M |
| RIVER VI, LP | Private Equity Fund | Delaware | 44 | $9.4M | $5.0M |
| RIVER VI PARALLEL, LP | Private Equity Fund | Delaware | 15 | $7.4M | $5.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158034/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158034/similar
- Related entities: https://search.stillhousedata.com/firm/158034/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158034

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.