# CASTLE CREEK ADVISORS IV LLC

CASTLE CREEK ADVISORS IV LLC of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 158079
- Type: SEC-registered investment adviser
- SEC file number: 801-72923
- Location: 11682 EL CAMINO REAL, SUITE 320, SAN DIEGO, CA, 92130
- Phone: 858-756-8300
- Latest filing: 2026-03-30
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $511K
- Clients: 12
- Accounts: 11

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [David James Volk](https://search.stillhousedata.com/person/214935) | MANAGING PRINCIPAL; PRESIDENT | El Paso, TX |
| [John Matthew Eggemeyer](https://search.stillhousedata.com/person/679385) | MANAGING PRINCIPAL; MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC; PRESIDENT | — |
| [Sundeep Vijay Rana](https://search.stillhousedata.com/person/679386) | MANAGING PRINCIPAL; PRESIDENT | — |
| [Anthony Robert Scavuzzo](https://search.stillhousedata.com/person/679387) | MANAGING PRINCIPAL; PRESIDENT | — |
| [Deborah Nmn Sykes](https://search.stillhousedata.com/person/679388) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| [John Tomasz Pietrzak](https://search.stillhousedata.com/person/679389) | PRESIDENT | — |
| [Anthony R Scavuzzo](https://search.stillhousedata.com/person/686544) | PRESIDENT | — |
| [Deborah NA Sykes](https://search.stillhousedata.com/person/686545) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| [Mark Gerard Merlo](https://search.stillhousedata.com/person/700762) | PRESIDENT | — |
| [Diane Elizabeth Thomas](https://search.stillhousedata.com/person/700763) | PRESIDENT | — |
| [RUH WILLIAM JOHN](https://search.stillhousedata.com/person/820240) | CCO; CCO OF CASTLE CREEK ADVISORS IV LLC & CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR); MANAGING PARTNER (+3 more) | — |
| [PIETRZAK JOHN TOMASZ](https://search.stillhousedata.com/person/827100) | MANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK CLASS B TARP ADVISORS LLC (RELYING ADVISOR) (+6 more) | — |
| [EGGEMEYER JOHN MATTHEW](https://search.stillhousedata.com/person/827101) | MANAGING PARTNER; MANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PARTNER OF CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR) (+5 more) | — |
| [MERLO MARK GERARD](https://search.stillhousedata.com/person/827102) | MANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK CLASS B TARP ADVISORS LLC (RELYING ADVISOR) (+6 more) | — |
| [THOMAS JOSEPH MIKESELL](https://search.stillhousedata.com/person/827103) | MANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PARTNER OF CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR); MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC (+6 more) | — |
| [MOODY SHARON KRICKL](https://search.stillhousedata.com/person/827104) | CCO  OF CASTLE CREEK ADVISORS IV, CAS CRK TARP ADV (RL ADV), CAS CRK CLASS B TARP ADV (RL ADV), CAS CRK SPEC SIT ADV (RL ADV); CCO  OF CASTLE CREEK ADVISORS IV LLC & CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR); CCO  OF CASTLE CREEK ADVISORS IV LLC & CASTLE CREEK TARP ADVISORS LLC (RL ADV) & CASTLE CREEK CLASS B TARP ADVISORS LLC (RL ADV) | — |
| [SCAVUZZO ANTHONY R](https://search.stillhousedata.com/person/827105) | PRESIDENT | — |
| [RANA SUNDEEP VIJAY](https://search.stillhousedata.com/person/827106) | PRESIDENT | — |
| [VOLK DAVID JAMES](https://search.stillhousedata.com/person/827107) | PRESIDENT | — |
| [SZUMSKI MARTIN JOSEPH](https://search.stillhousedata.com/person/832121) | CFO & CCO OF CASTLE CREEK ADVISORS IV; CFO & CCO OF CASTLE CREEK ADVISORS IV & CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR); CFO & CCO OF CASTLE CREEK ADV IV, CAS CRK TARP ADV (RL ADV), CAS CRK CLASS B TARP ADV (RL ADV), CAS CRK SPEC SIT ADV (RL ADV) (+4 more) | — |
| [Sykes Deborah](https://search.stillhousedata.com/person/871137) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CONTROLLER AND CHIEF COMPLIANCE OFFICER | — |
| [Deborah N/A Sykes](https://search.stillhousedata.com/person/1053393) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-05-05 | regulatory | IN JUNE 2014, CERTAIN FORMER DIRECTORS, OFFICERS AND EMPLOYEES OF FIRST CHICAGO BANK & TRUST ("FIRST CHICAGO"), INCLUDING J. MIKESELL THOMAS, SETTLED CLAIMS BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (THE "FDIC") AGAINST SUCH INDIVIDUALS, WITHOUT ADMISSION OF ANY LIABILITY ON THE PART OF SUCH INDI… | Final | — |


## Private funds (9)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CASTLE CREEK CAPITAL PARTNERS VIII, LP | Private Equity Fund | Delaware | 87 | $400.8M | $10.0M |
| CASTLE CREEK CAPITAL PARTNERS VII, LP | Private Equity Fund | Delaware | 39 | $214.4M | $10.0M |
| CASTLE CREEK CAPITAL PARTNERS VI, LP | Private Equity Fund | Delaware | 28 | $173.4M | $10.0M |
| CASTLE CREEK CAPITAL PARTNERS IX, LP | Private Equity Fund | Delaware | 51 | $108.7M | $10.0M |
| CASTLE CREEK CAPITAL PARTNERS VIII CO-INVESTMENT FUND C, LP | Private Equity Fund | Delaware | 5 | $79.7M | — |
| CASTLE CREEK CAPITAL PARTNERS IX SUPPLEMENTAL, LP | Private Equity Fund | Delaware | 2 | $31.7M | $10.0M |
| CASTLE CREEK SPECIAL SITUATIONS II, LP | Private Equity Fund | Delaware | 2 | $27.7M | — |
| CASTLE CREEK CAPITAL PARTNERS IX CO-INVESTMENT FUND A, LP | Private Equity Fund | Delaware | 1 | $11.2M | — |
| CASTLE CREEK CAPITAL PARTNERS VIII CO-INVESTMENT FUND A, LP | Private Equity Fund | Delaware | 3 | $11.0M | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| DALLAS | TX | 2 | 858-756-8300 |
| DALLAS | TX | 2 | 858-756-8300 |


## Fund service providers (1)

- administrator: IQ-EQ (US) INC. — 8 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158079/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158079/similar
- Related entities: https://search.stillhousedata.com/firm/158079/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158079

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.