# PRELUDE CAPITAL MANAGEMENT, LLC

PRELUDE CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 158105
- Type: SEC-registered investment adviser
- SEC file number: 801-73598
- Location: 600 LEXINGTON AVE, 20TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-546-1180
- Latest filing: 2026-03-31
- Regulatory AUM: $2.4B
- Discretionary AUM: $2.4B
- Clients: 32
- Accounts: 18

## Business model

- Compensation: Fixed, Performance
- Clients served: Charities, Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Gavin Saitowitz | MANAGING MEMBER | New York, NY |
| Cisco J Del Valle | MANAGING MEMBER | — |
| Nicholas Roy Tomasetti | CHIEF COMPLIANCE OFFICER | — |
| Jaclyn S Sosa | CHIEF FINANCIAL OFFICER | — |
| Eric S Kattan | CHIEF OPERATING OFFICER | — |
| SAITOWITZ GAVIN | MANAGING MEMBER | — |
| DEL VALLE CISCO J | MANAGING MEMBER | — |
| SULLIVAN BRENDAN WALTER | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| TOMASETTI NICHOLAS ROY | CHIEF COMPLIANCE OFFICER | — |
| SOSA JACLYN S | CHIEF FINANCIAL OFFICER | — |
| KATTAN ERIC S | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158105/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158105/similar
- Related entities: https://search.stillhousedata.com/firm/158105/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158105

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.