# HERITAGE WEALTH MANAGEMENT, LLC

HERITAGE WEALTH MANAGEMENT, LLC of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 158107
- Type: SEC-registered investment adviser
- SEC file number: 801-106598
- Location: 1440 E. MISSOURI AVE, SUITE C200, PHOENIX, AZ, 85014
- Phone: (602) 569-9959
- Latest filing: 2017-02-14
- Regulatory AUM: $159.3M
- Discretionary AUM: $158.8M
- Non-discretionary AUM: $483K
- Clients: 8
- Accounts: 861

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| FROST MICHAEL BRENT | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Healey Keegan | CHIEF COMPLIANCE OFFICER | — |
| Nelson Ralph Erwin | CHIEF EXECUTIVE OFFICER | — |
| MAXEY DAVID ELGIN | DIRECTOR | — |
| HEALEY KEEGAN MICHAEL | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158107/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158107/similar
- Related entities: https://search.stillhousedata.com/firm/158107/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158107

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.