# BARINGS GLOBAL ADVISERS LIMITED

BARINGS GLOBAL ADVISERS LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 158278
- Type: SEC-registered investment adviser
- SEC file number: 801-73074
- Location: 20 OLD BAILEY, LONDON, EC4M 7BF
- Phone: 442032064500
- Latest filing: 2019-03-29
- Regulatory AUM: $24.2B
- Discretionary AUM: $24.2B
- Clients: 487
- Accounts: 44

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [THOMPSON DAVID JOHN](https://search.stillhousedata.com/person/734582) | DIRECTOR | — |
| [SWAYNE JULIAN T](https://search.stillhousedata.com/person/736450) | CEO; CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| [CLARK STUART JAMES](https://search.stillhousedata.com/person/740050) | GENERAL COUNSEL; HEAD OF LEGAL & COMPLIANCE / CHIEF COMPLIANCE OFFICER | — |
| [FINKE THOMAS MICHAEL](https://search.stillhousedata.com/person/743938) | DIRECTOR / CHAIRMAN | — |
| [BIGGINS CHRISTOPHER GERALD](https://search.stillhousedata.com/person/765627) | CHIEF COMPLIANCE OFFICER OF BARINGS GLOBAL ADVISERS LIMITED | — |
| [DEFRANCIS CHRISTOPHER ANTHONY](https://search.stillhousedata.com/person/774682) | COMPANY SECRETARY | — |
| [CLEGG BERNADETTE MARIE](https://search.stillhousedata.com/person/774684) | DIRECTOR | — |
| [KENT JOHN](https://search.stillhousedata.com/person/778294) | CHIEF COMPLIANCE OFFICER | — |
| [MORRISON WILLIAM DANIEL](https://search.stillhousedata.com/person/786586) | DIRECTOR AND CHAIRMAN | — |
| [FREW COLIN JAMES URQUHART](https://search.stillhousedata.com/person/821848) | HEAD OF FINANCE | — |
| [FRANCIS SHELDON MAURICE](https://search.stillhousedata.com/person/827541) | DIRECTOR | — |
| [BURGEL OLIVER](https://search.stillhousedata.com/person/827542) | DIRECTOR / CHIEF OPERATING OFFICER | — |
| [EVANS NICHOLAS EMRYS](https://search.stillhousedata.com/person/829144) | GENERAL COUNSEL | — |
| [HOEFLING PATRICK LOUIS](https://search.stillhousedata.com/person/829208) | DIRECTOR | — |
| [SWAIN JULIAN SIMON](https://search.stillhousedata.com/person/845294) | DIRECTOR / CHIEF OPERATING OFFICER OF BARINGS GLOBAL ADVISERS LIMITED | — |
| [BROWNING EMMA LOUISE](https://search.stillhousedata.com/person/852082) | CHIEF COMPLIANCE OFFICER | — |
| [SUTHERLAND ALEX](https://search.stillhousedata.com/person/852083) | CHIEF FINANCE OFFICER | — |


## Private funds (5)

Mix: Other Private Fund 4 · Securitized Asset Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BARINGS GLOBAL CREDIT FUND (LUX) SCSP, SICAV-SIF | Other Private Fund | — | 6 | $1.8B | $5.0M |
| BARINGS SPECIAL SITUATIONS CREDIT 2 LP | Securitized Asset Fund | — | 20 | $1.4B | $1.1M |
| DANSKE EUROPEAN LOAN FUND I | Other Private Fund | — | 1 | $649.2M | $115K |
| BARINGS EUROPEAN DIRECT LENDING 1 SARL | Other Private Fund | — | 1 | $371.7M | — |
| BARINGS EUROPEAN DIRECT LENDING 1 LP | Other Private Fund | — | 1 | $371.7M | — |


## Fund service providers (3)

- administrator: RBC INVESTOR SERVICES BANK SA — 2 funds
- administrator: STATE STREET FUND SERVICES (IRELAND) LIMITED — 2 funds
- administrator: BROWN BROTHERS HARRIMAN LUXEMBOURG SCA

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158278/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158278/similar
- Related entities: https://search.stillhousedata.com/firm/158278/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158278

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.