# SAMSUNG ASSET MANAGEMENT COMPANY, LTD. SAMSUNG ASSET MANAGEMENT COMPANY, LTD. of SEOUL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV. ## Registration - CRD: 158319 - Type: SEC-registered investment adviser - SEC file number: 801-73197 - Location: 11, SEOCHO-DAERO 74-GIL, SEOCHO-GU, SEOUL, 06620 - Phone: 82-2-3774-7554 - Latest filing: 2026-04-20 - Regulatory AUM: $300.8B - Discretionary AUM: $300.8B - Non-discretionary AUM: $46.9M - Clients: 460 - Accounts: 1,631 ## Business model - Compensation: % of AUM, Performance - Clients served: Pooled vehicles, Pensions, Charities, Investment cos ## Officers, owners & control persons (46) _Showing 25 of 46 people._ | Name | Role | Location | | --- | --- | --- | | [Na Linda Lin](https://search.stillhousedata.com/person/680147) | DIRECTOR | — | | [Seongmook Shin](https://search.stillhousedata.com/person/716684) | CLO/CCO | — | | [Sung Kyu Sohn](https://search.stillhousedata.com/person/716685) | DIRECTOR | — | | [Ki Sung Koo](https://search.stillhousedata.com/person/716686) | DIRECTOR | — | | [Kim Uhseog](https://search.stillhousedata.com/person/716687) | DIRECTOR/CEO | — | | [Seong Lin Na](https://search.stillhousedata.com/person/716688) | DIRECTOR | — | | [Yongmin Kim](https://search.stillhousedata.com/person/716689) | DIRECTOR | — | | [LEE KUGJAE](https://search.stillhousedata.com/person/796536) | DIRECTOR OF SAMSUNG PRIVATE EQUITY MANAGER I CO., LTD. | — | | [KIM DAE JOONG](https://search.stillhousedata.com/person/813754) | DIRECTOR | — | | [JO GYU HO](https://search.stillhousedata.com/person/818188) | DIRECTOR | — | | [SON IN OK](https://search.stillhousedata.com/person/818189) | DIRECTOR | — | | [KIM YOUSANG](https://search.stillhousedata.com/person/818190) | CFO/COO | — | | [YOON YOUNG SUN](https://search.stillhousedata.com/person/818191) | DIRECTOR | — | | [HWANG YOON WON](https://search.stillhousedata.com/person/818192) | DIRECTOR | — | | [SHIN SEONGMOOK](https://search.stillhousedata.com/person/818193) | CLO/CCO | — | | [AHN YOUNG WOOK](https://search.stillhousedata.com/person/818194) | DIRECTOR | — | | [KOO SUNG HOON](https://search.stillhousedata.com/person/818195) | CEO | — | | [JANG BONGKI](https://search.stillhousedata.com/person/827579) | CLO/CCO | — | | [SHIN HO-JOO](https://search.stillhousedata.com/person/827580) | DIRECTOR | — | | [CHANG JINHO](https://search.stillhousedata.com/person/827581) | DIRECTOR | — | | [JUNG YONG SUN](https://search.stillhousedata.com/person/827582) | DIRECTOR | — | | [LEE JAEYONG](https://search.stillhousedata.com/person/827583) | SHAREHOLDER | — | | [LEE BOOJIN](https://search.stillhousedata.com/person/827584) | SHAREHOLDER | — | | [YOON YONGAM](https://search.stillhousedata.com/person/827585) | CEO | — | | [LEE SEO HYUN](https://search.stillhousedata.com/person/834561) | SHAREHOLDER | — | ## Disclosures (73) _Showing 10 of 33 distinct disclosure events._ | Initiated | Type | Allegations | Status | Amount | | --- | --- | --- | --- | --- | | 2025-12-13 | civil | ON DECEMBER 13, 2025, AN INDIVIDUAL INVESTOR IN TWO EXCHANGE-TRADED FUNDS MANAGED BY SAMSUNG ASSET MANAGEMENT COMPANY, LTD. FILED A CIVIL LAWSUIT SEEKING DAMAGES, ALLEGING THAT LOSSES WERE INCURRED DURING THE OPERATION OF THE ETFS. | Pending | — | | 2025-08-01 | regulatory | FINANCIAL SERVICES COMMISSION (FSC) ALLEGED THAT SAMSUNG LIFE INSURANCE CO. LTD. HAS VIOLATED: - APPLICABLE REGULATIONS CONCERNING THE PROCESSING OF AGGREGATED ORDERS BY FAILING TO PRE-ESTABLISH ASSET ALLOCATION STANDARDS FOR EACH TRUST; AND - ALLOCATING TRANSACTION RESULTS BASED ON AVERAGED EXECUTI… | Final | $6K | | 2025-05-15 | regulatory | FINANCIAL SERVICES COMMISSION (FSC) ALLEGED THAT SAMSUNG SECURITIES CO. LTD HAS VIOLATED: - ITS OBLIGATION TO COMPLY WITH THE PRINCIPLE OF SUITABILITY. - DUTY OF CARE BY MISREPRESENTATION AND OMISSION OF MATERIAL FACTS IN THE SALE OF FINANCIAL INVESTMENT PRODUCTS. | Final | — | | 2024-12-27 | civil | THE PRIVATE INVESTORS OF SAMSUNG A CLUB YIELD PLUS GEN2 QUALIFIED INVESTMENT-TYPE PRIVATE PLACEMENT INVESTMENT NO.1 ALLEDGEDALLEGED THAT THE FIRM VIOLATED ITS FIDUCIARY DUTY BY NEGLECTING TO INFORM THE INVESTOR OF THE ASSOCIATED RISKS. | Pending | — | | 2024-12-12 | civil | THE PRIVATE INVESTOR OF SAMSUNG A CLUB YIELD PLUS GEN2 QUALIFIED INVESTMENT-TYPE PRIVATE PLACEMENT INVESTMENT NO.2 ALLEGED THAT THE FIRM VIOLATED ITS FIDUCIARY DUTY BY NEGLECTING TO INFORM THE INVESTOR OF THE ASSOCIATED RISKS. | Pending | — | | 2024-11-27 | regulatory | "FINANCIAL SERVICES COMMISSION (FSC) ALLEGED THAT SAMSUNG LIFE INSURANCE CO. LTD. HAS VIOLATED: - DUTY OF CARE BY MISREPRESENTATION AND OMISSION OF MATERIAL FACTS IN THE SALE OF FINANCIAL INVESTMENT PRODUCTS. - ITS OBLIGATION TO COMPLY WITH THE PRINCIPLE OF SUITABILITY." | Final | — | | 2024-11-25 | regulatory | "FINANCIAL SERVICES COMMISSION (FSC) ALLEGED THAT SAMSUNG LIFE INSURANCE CO. LTD. HAS VIOLATED: - PROHIBITED CONDUCTS CONCERNING THE CONCLUSION OR SOLICITATION OF INSURANCE CONTRACTS " | Final | $1.4M | | 2024-05-08 | regulatory | "FINANCIAL SERVICES COMMISSION (FSC) ALLEGED THAT SAMSUNG LIFE INSURANCE CO. LTD. VIOLATED: - RECORDING OBLIGATIONS WHEN ENTERING INTO A TRUST AGREEMENT WITH AN UNSUITABLE INVESTOR OR AN INVESTOR OVER THE AGE OF 70. - INVESTMENT ADVERTISING RULES FOR INVESTMENT TRUSTS. - THE PROHIBITION OF PROMOTING… | Final | $251K | | 2024-01-05 | regulatory | "FINANCIAL SERVICES COMMISSION (FSC) ALLEGED THAT SAMSUNG LIFE INSURANCE CO. LTD. VIOLATED: - ITS OBLIGATION TO COMPLY WITH THE PRINCIPLES OF CALCULATING INSURANCE RATES AND THE STANDARDS FOR MANAGING UNDERLYING DOCUMENTATION. - THE SENIOR ACTUARY'S OBLIGATION TO VALIDATE RATES." | Final | $54K | | 2023-08-30 | regulatory | FINANCIAL SERVICES COMMISSION ALLEGED THAT SAMSUNG ASSET MANAGEMENT CO., LTD. FAILED TO IDENTIFY AND ASSESS THE LIKELIHOOD OF CONFLICTS OF INTEREST, AND CONTROL SUCH CONFLICTS PROPERLY BETWEEN THE INVESTORS OF THE ETF MANAGED BY IT AND THE INVESTMENT BROKER, WHICH IS THE BORROWER OF THE SECURITIES O… | Final | — | ## Private funds (1) | Fund | Type | Formed | Owners | GAV | Min investment | | --- | --- | --- | --- | --- | --- | | SAMSUNG GLOBAL PRIVATE EQUITY MANAGER FUND 1 L.P. | Private Equity Fund | Cayman Islands | 3 | $130.6M | $5.0M | ## Fund service providers (1) - custodian: SAMSUNG GLOBAL PE MANAGER PRIVATE INVESTMENT TRUST NO.1 ## Related pages - Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158319/brochure - Similar advisers: https://search.stillhousedata.com/firm/158319/similar - Related entities: https://search.stillhousedata.com/firm/158319/related - SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158319 --- Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com). Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.