# CANNELL CAPITAL LLC

CANNELL CAPITAL LLC of ALTA, WY is an SEC-registered investment adviser.

## Registration

- CRD: 158371
- Type: SEC-registered investment adviser
- SEC file number: 801-72618
- Location: 245 MERIWETHER CIRCLE, ALTA, WY, 83414
- Phone: 307-733-2284
- Latest filing: 2026-03-20
- Regulatory AUM: $372.8M
- Discretionary AUM: $372.8M
- Clients: 4
- Accounts: 11

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Investment cos

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| James Carlo Cannell | MANAGING MEMBER OF CANNELL CAPITAL LLC / PRESIDENT OF PAMAPANITO CORPORATION DBA CANNELL CAPITAL CORPORATION | Alta, WY |
| Stephen Charles Wagstaff | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER OF CANNELL CAPITAL LLC / CHIEF FINANCIAL OFFICER OF PAMPANITO CORPORATION DBA CANNELL CAPITAL CORPORAT | Alta, WY |
| CANNELL JAMES CARLO | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| WAGSTAFF STEPHEN CHARLES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF CANNELL CAPITAL LLC / CHIEF COMPLIANCE OFFICER OF PAMPANITO CORPORATION; CHIEF COMPLIANCE OFFICER OF CANNELL CAPITAL LLC / CHIEF COMPLIANCE OFFICER OF PAMPANITO CORPORATION DBA CANNELL CAPITAL CORPORAT (+1 more) | — |
| Rousseau-McAllister Nichole L | CHIEF COMPLIANCE OFFICER OF CANNELL CAPITAL LLC / CHIEF COMPLIANCE OFFICER OF PAMPANITO CORPORATION DBA CANNELL CAPITAL CORPORAT | — |
| WOOD CHRISTOPHER WETHERILL | PORTFOLIO MANAGER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-02-04 | regulatory | FROM 2014 TO OCTOBER 2019, CANNELL CAPITAL LLC FAILED TO FOLLOW ITS WRITTEN POLICIES AND PROCEDURES BY NOT MAINTAINING A LIST OF SECURITIES THAT MEMBERS, OFFICERS, AND EMPLOYEES AND THEIR FAMILY HOUSEHOLD MEMBERS WERE PROHIBITED FROM TRADING AFTER THE FIRM CAME INTO POSSESSION OF POTENTIAL MATERIAL… | Final | $150K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158371/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158371/similar
- Related entities: https://search.stillhousedata.com/firm/158371/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158371

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.