# T&T CAPITAL MANAGEMENT

T&T CAPITAL MANAGEMENT is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 158407
- Type: SEC-registered investment adviser
- SEC file number: 801-129780
- Phone: 805-886-8140
- Latest filing: 2026-08-03
- Regulatory AUM: $189.8M
- Discretionary AUM: $189.8M
- Clients: 6
- Accounts: 939

## Business model

- Compensation: % of AUM, Other
- Clients served: High net worth, Pooled vehicles, Corporations, Other

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Timothy P Travis | CHIEF COMPLIANCE OFFICER/CEO/CIO//MANAGING MEMBER | — |
| Peter Bradley Travis | CHIEF OPERATING OFFICER | — |
| TRAVIS TIMOTHY P | CHIEF COMPLIANCE OFFICER/CEO/CIO//MANAGING MEMBER | — |
| TRAVIS PETER BRADLEY | CHIEF OPERATING OFFICER | — |


## Disclosures (15)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-01-11 | regulatory | FROM IN OR ABOUT MARCH 2022 UNTIL FEBRUARY 2023, T&T CAPITAL MANAGEMENT TRANSACTED BUSINESS IN PENNSYLVANIA AS AN INVESTMENT ADVISOR WHILE NEITHER REGISTERED NOR EXEMPT FROM REGISTRATION. T&T CAPITAL MANAGEMENT EMPLOYED AT LEAST ONE UNREGISTERED INVESTMENT ADVISOR IN VIOLATION OF SECTION 301(C) OF T… | Final | $30K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158407/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158407/similar
- Related entities: https://search.stillhousedata.com/firm/158407/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158407

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.