# SQN CAPITAL MANAGEMENT, LLC

SQN CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 158704
- Type: SEC-registered investment adviser
- SEC file number: 801-73122
- Location: 100 WALL STREET, 11TH FLOOR, NEW YORK, NY, 10005
- Phone: (212) 422-2166
- Latest filing: 2025-04-02
- Regulatory AUM: $75.4M
- Discretionary AUM: $75.4M
- Clients: 3
- Accounts: 3

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Investment cos

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| [Jeremiah Jude Silkowski](https://search.stillhousedata.com/person/358113) | PARTNER / PRESIDENT / CHIEF EXECUTIVE OFFICER / CCO; SHAREHOLDER | New York, NY |
| [KONITS DAVID MATTHEW](https://search.stillhousedata.com/person/742593) | CCO | — |
| [ROBERTS DANIEL ANTHONY](https://search.stillhousedata.com/person/770685) | CHAIRMAN | — |
| [PONTICELLO MICHAEL CARL](https://search.stillhousedata.com/person/826167) | PARTNER; PARTNER / EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| [LESZYK MATTHEW JOHN](https://search.stillhousedata.com/person/826168) | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| [SILKOWSKI JEREMIAH JUDE](https://search.stillhousedata.com/person/826169) | PARTNER / PRESIDENT / CHIEF EXECUTIVE OFFICER / CCO; PARTNER / PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER; PRESIDENT (+2 more) | — |
| [MIROSHNIKOV MICHAEL](https://search.stillhousedata.com/person/826170) | CCO; PARTNER | — |
| [WRIGHT DAVID CHARLES](https://search.stillhousedata.com/person/826171) | CHIEF FINANCIAL OFFICER | — |
| [MIROSHNIKOV MICHAEL NMN](https://search.stillhousedata.com/person/831849) | PARTNER; PARTNER / EXECUTIVE VICE PRESIDENT | — |
| [AQUILLON CLAUDINE AMALIE](https://search.stillhousedata.com/person/831850) | CHIEF OPERATING OFFICER | — |
| [DELL'AGLIO BRANDON MATTHEW](https://search.stillhousedata.com/person/831851) | SHAREHOLDER | — |
| [AQUILLON CLAUDINE](https://search.stillhousedata.com/person/834166) | CHIEF OPERATING OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-09-01 | regulatory | ADMINISTRATIVE AND CEASE-AND DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTIONS 203(E), 203(F) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940. FOR REASONS OUTSIDE THE CONTROL OF THE INVESTMENT ADVISOR, THE FIRM FAILED TO DELIVER AUDITED FINANCIAL STATEM… | Final | $200K |
| 2020-07-09 | regulatory | WE DID NOT BELIEVE THAT WE WERE SUBJECT TO THE CUSTODY RULE BASED ON LEGAL ADVICE RECEIVED WHEN THE FIRM WAS FORMED. AN SEC EXAM DETERMINED THAT WE WERE SUBJECT TO THE CUSTODY RULE AND THEREFORE WE WERE FINED FOR PRIOR PERIODS WHEN AUDITED FINANCIAL STATEMENTS WERE DELIVERED OUTSIDE THE 90 DAY PERIO… | Final | $75K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/158704/brochure
- Similar advisers: https://search.stillhousedata.com/firm/158704/similar
- Related entities: https://search.stillhousedata.com/firm/158704/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/158704

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.