# HERITAGE WEALTH MANAGEMENT

HERITAGE WEALTH MANAGEMENT of WOBURN, MA is an SEC-registered investment adviser.

## Registration

- CRD: 159158
- Type: SEC-registered investment adviser
- SEC file number: 801-132674
- Location: 100 TRADE CENTER DRIVE, WOBURN, MA, 01801
- Phone: 800-620-9330
- Latest filing: 2026-08-04
- Regulatory AUM: $153.2M
- Discretionary AUM: $153.2M
- Clients: 2
- Accounts: 369

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Vincent Serratore | SENIOR MANAGING DIRECTOR, CCO | — |
| Katherine Salome Horgan | SENIOR MANAGING PRINCIPAL/CIO | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-05-05 | regulatory | INVESTMENT RECOMMENDATIONS WERE NOT SUITABLE TO CLIENT INVESTMENT OBJECTIVES. | Final | $40K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159158/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159158/similar
- Related entities: https://search.stillhousedata.com/firm/159158/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159158

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.