# CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.

CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 159296
- Type: SEC-registered investment adviser
- SEC file number: 801-72852
- Location: 110 EAST 59TH STREET, 7TH FLOOR, NEW YORK, NY, 10022
- Phone: (212) 915-1722
- Latest filing: 2026-07-15
- Regulatory AUM: $3.2B
- Discretionary AUM: $3.2B
- Clients: 35
- Accounts: 1,302

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| Bruce D Thomas | SR MANAGING DIRECTOR | Madison, WI |
| John David Brim | CO-CHIEF INVESTMENT OFFICER | Dallas, TX |
| Walter Desmond Karle | CHIEF COMPLIANCE OFFICER | — |
| William Joseph Ferri | GLOBAL HEAD OF ASSET MANAGEMENT | — |
| Danny H Salinas | CHIEF FINANCIAL OFFICER | — |
| Adam Marc Brajer | GENERAL COUNSEL AND SECRETARY | — |
| Brandon Gerald Lutnick | CHIEF EXECUTIVE OFFICER; CONTROLLING TRUSTEE | — |
| Ryan G Lutnick | TRUSTEE | — |
| Kyle S Lutnick | TRUSTEE | — |
| Casey J Lutnick | TRUSTEE | — |
| Herbert William Morgan | PORTFOLIO MANGER AND SR MANAGING DIRECTOR; SR MANAGING DIRECTOR | — |
| John Thomas Bruce | PORTFOLIO MANAGER AND SR MANAGING DIRECTOR; SR MANAGING DIRECTOR | — |
| Christopher Alan Milner | CO-CHIEF INVESTMENT OFFICER | — |
| Kenneth Michael Paulson | CHIEF FINANCIAL OFFICER | — |
| Howard William Lutnick | SOLE TRUSTEE | — |
| Stephen Marcus Merkel | GENERAL COUNSEL AND SECRETARY | — |
| Michael Gerard Millard | EXECUTIVE VICE PRESIDENT | — |
| Mark Elliot Kaplan | CHIEF EXECUTIVE OFFICER | — |
| BARNARD DOUGLAS RANKIN | CHIEF FINANCIAL OFFICER | — |
| GOLDFARB DAVID | GLOBAL HEAD OF ASSET AND WEALTH MANAGEMENT | — |
| MILLARD MICHAEL GERARD | EXECUTIVE VICE PRESIDENT; GLOBAL HEAD OF ASSET MANAGEMENT | — |
| MORGAN HERBERT WILLIAM | SR MANAGING DIRECTOR | — |
| HART KENNETH MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| KAPLAN MARK ELLIOT | CHIEF EXECUTIVE OFFICER | — |
| FERRI WILLIAM JOSEPH | GLOBAL HEAD OF ASSET MANAGEMENT | — |


## Disclosures (14)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-12-12 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE THAT CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED AGAINST CANTOR FITZGERALD, L.P. ("CFLP"). IN ANTICIPATION OF THE INSTITUTION OF THESE PROCEEDINGS, CFLP HAS SUBMITTED AN OFFER OF SETTLEMENT WHICH THE COMMISSIO… | Final | $6.8M |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159296/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159296/similar
- Related entities: https://search.stillhousedata.com/firm/159296/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159296

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.