# JANNEY CAPITAL MANAGEMENT LLC

JANNEY CAPITAL MANAGEMENT LLC of PITTSBURGH, PA is an SEC-registered investment adviser.

## Registration

- CRD: 159506
- Type: SEC-registered investment adviser
- SEC file number: 801-74501
- Location: ONE PPG PLACE, SUITE 2200, PITTSBURGH, PA, 15222
- Phone: 412-562-8100
- Latest filing: 2025-11-18
- Regulatory AUM: $5.3B
- Discretionary AUM: $3.4B
- Non-discretionary AUM: $1.9B
- Clients: 12
- Accounts: 14,293

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [Mark Daniel Luschini](https://search.stillhousedata.com/person/674687) | PRESIDENT & MANAGER | — |
| [James Murray Egan](https://search.stillhousedata.com/person/674688) | SENIOR VICE PRESIDENT | — |
| [Kevin Jude Reed](https://search.stillhousedata.com/person/674689) | MANAGER | — |
| [Jessica Ellen Lempa](https://search.stillhousedata.com/person/674690) | CHIEF COMPLIANCE OFFICER | — |
| [Michael J Hricko](https://search.stillhousedata.com/person/674691) | TREASURER | — |
| [John Campbell Yackel](https://search.stillhousedata.com/person/674692) | CHAIRMAN & MANAGER | — |
| [LUSCHINI MARK DANIEL](https://search.stillhousedata.com/person/751695) | MANAGER & VICE PRESIDENT; PRESIDENT & MANAGER | — |
| [SLOMIN ROBERT PAUL](https://search.stillhousedata.com/person/751698) | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | — |
| [PENN DAVID STUART](https://search.stillhousedata.com/person/766182) | CHAIRMAN & MANAGER; MANAGER & PRESIDENT | — |
| [DOWNEY DANEEN ELIZABETH](https://search.stillhousedata.com/person/774069) | DEPUTY GENERAL COUNSEL; DEPUTY GENERAL COUNSEL - CHIEF COMPLIANCE OFFICER; DEPUTY GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [SLEVIN TIMOTHY MAURICE](https://search.stillhousedata.com/person/813149) | VICE PRESIDENT | — |
| [EGAN JAMES MURRAY](https://search.stillhousedata.com/person/813150) | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| [HOHENSTEIN THOMAS A](https://search.stillhousedata.com/person/813151) | TREASURER | — |
| [HOLINSKY RONALD ALAN](https://search.stillhousedata.com/person/813152) | CHIEF LEGAL OFFICER | — |
| [LYDZINSKI PETER PAUL](https://search.stillhousedata.com/person/813153) | CHIEF COMPLIANCE OFFICER | — |
| [LOMBARD JEROME FRANCIS](https://search.stillhousedata.com/person/813154) | MANAGER | — |
| [COWDEN DWIGHT](https://search.stillhousedata.com/person/813155) | CHIEF ADMINISTRATIVE OFFICER | — |
| [REED KEVIN JUDE](https://search.stillhousedata.com/person/814132) | CHAIRMAN & MANAGER; MANAGER | — |
| [THURSTON CHRISTOPHER SCOTT](https://search.stillhousedata.com/person/814133) | CHIEF COMPLIANCE OFFICER | — |
| [WILLIAMS TIMOTHY HOWELL](https://search.stillhousedata.com/person/822620) | VICE PRESIDENT | — |
| [JAY ROBERT WILLIAM](https://search.stillhousedata.com/person/845471) | CHIEF ADMINISTRATIVE OFFICER | — |
| [Allison Dorothy Marie](https://search.stillhousedata.com/person/845472) | CHIEF COMPLIANCE OFFICER | — |
| [LEMPA JESSICA ELLEN](https://search.stillhousedata.com/person/851982) | CHIEF COMPLIANCE OFFICER | — |
| [HRICKO MICHAEL J](https://search.stillhousedata.com/person/854727) | TREASURER | — |
| [YACKEL JOHN CAMPBELL](https://search.stillhousedata.com/person/874303) | CHAIRMAN & MANAGER | — |


## Disclosures (94)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-07-23 | regulatory | FINRA ALLEGED THAT JANNEY DID NOT ACCURATELY REPORT CERTAIN TRANSACTIONS TO THE MUNICIPAL SECURITIES RULEMAKING BOARD ("MSRB") FROM JULY 2019 TO MAY 2021; AND TRADE REPORTING AND COMPLIANCE ENGINE ("TRACE") FROM MARCH 2022 TO MARCH 2023. FINRA ALSO ALLEGED THAT JANNEY DID NOT HAVE PROPER SUPERVISORY… | Final | $150K |
| 2019-05-07 | regulatory | SALES PRACTICE VIOLATIONS INVOLVING SHORT TERM TRADING IN CLASS A SHARES OF MUTUAL FUNDS BY AN ADVISORY WHO LEFT JANNEY IN 2018. | Final | $287K |
| 1993-12-09 | regulatory | FAILURE TO SUPERVISE; VIOLATION OF SECTION 305(A)(VII) OF THE PA SECURITIES ACT. | Final | $100K |
| — | regulatory | — | — | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PHILADELPHIA | PA | 3 | 2156656000 |
| PHILADELPHIA | PA | 3 | 2156656000 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159506/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159506/similar
- Related entities: https://search.stillhousedata.com/firm/159506/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159506

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.