# LATERAL INVESTMENT MANAGEMENT, LLC

LATERAL INVESTMENT MANAGEMENT, LLC of BURLINGAME, CA is an SEC-registered investment adviser.

## Registration

- CRD: 159649
- Type: SEC-registered investment adviser
- SEC file number: 801-112357
- Location: 250 CALIFORNIA DRIVE, SUITE 301, BURLINGAME, CA, 94010
- Phone: 650-396-2200
- Latest filing: 2026-06-26
- Regulatory AUM: $1.0B
- Discretionary AUM: $846.9M
- Non-discretionary AUM: $157.0M
- Clients: 24
- Accounts: 23

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [Dhamitha Richard De Silva](https://search.stillhousedata.com/person/708294) | MANAGING MEMBER | — |
| [Nicholas Frederick](https://search.stillhousedata.com/person/708295) | CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL | — |
| [David Shun-Hua Lin](https://search.stillhousedata.com/person/708296) | CHIEF FINANCIAL OFFICER | — |
| [Marie Claire Hickey](https://search.stillhousedata.com/person/708297) | MANAGING DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER | — |
| [MASTERS KENNETH MITCHELL](https://search.stillhousedata.com/person/795284) | MANAGING MEMBER | — |
| [DE SILVA DHAMITHA RICHARD](https://search.stillhousedata.com/person/848173) | MANAGING MEMBER | — |
| [LUBIANO ANTHONY ARAGON](https://search.stillhousedata.com/person/848174) | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER | — |
| [FEENEY PATRICK JAMES](https://search.stillhousedata.com/person/848175) | MANAGING DIRECTOR | — |
| [FREDERICK NICHOLAS](https://search.stillhousedata.com/person/855006) | CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL | — |
| [LIN DAVID SHUN-HUA](https://search.stillhousedata.com/person/860651) | CHIEF FINANCIAL OFFICER; CONTROLLER | — |
| [Hickey Marie Claire](https://search.stillhousedata.com/person/875102) | DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER | — |
| [Hardardottir Margaret](https://search.stillhousedata.com/person/875103) | MANAGING DIRECTOR | — |
| [HARDARDOTTIR MARGARET ELISA](https://search.stillhousedata.com/person/880386) | MANAGING DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-07-03 | civil | THE INVESTMENT ADVISOR HAS NOT BEEN NAMED IN ANY LITIGATION. MANAGING PARTNER RICHARD DE SILVA AND THE LATERAL US CREDIT OPPORTUNITIES FUND, LP WERE NAMED IN A PORTFOLIO-RELATED LITIGATION BETWEEN CERTAIN ALLEGED SHAREHOLDERS OF A FUND I PORTFOLIO COMPANY RELATED TO AN ACQUISITION. BOTH PARTIES IN T… | On Appeal | — |
| 2025-07-03 | civil | THE INVESTMENT ADVISOR HAS NOT BEEN NAMED IN ANY LITIGATION. MANAGING PARTNER RICHARD DE SILVA AND THE LATERAL US CREDIT OPPORTUNITIES FUND, LP WERE NAMED IN A PORTFOLIO-RELATED LITIGATION BETWEEN CERTAIN ALLEGED SHAREHOLDERS OF A FUND I PORTFOLIO COMPANY RELATED TO AN ACQUISITION. BOTH PARTIES IN T… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159649/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159649/similar
- Related entities: https://search.stillhousedata.com/firm/159649/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159649

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.