# FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC

FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 159727
- Type: SEC-registered investment adviser
- SEC file number: 801-72932
- Location: 400 MADISON AVENUE, SUITE 9A, NEW YORK, NY, 10017
- Phone: 212 339-5400
- Latest filing: 2013-03-28
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 12
- Accounts: 3

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [FRASER JOHN WILLIAM](https://search.stillhousedata.com/person/758204) | MANAGING MEMBER; MANAGING PARTNER & CHIEF INVESTMENT OFFICER | — |
| [SULLIVAN TIGHE PETER](https://search.stillhousedata.com/person/758205) | MANAGING MEMBER; MANAGING PARTNER & CHIEF OPERATING OFFICER | — |
| [ENDLER DAVID SCOTT](https://search.stillhousedata.com/person/758206) | MEMBER & PORTFOLIO MANAGER | — |
| [NADEAU DAVID ARTHUR](https://search.stillhousedata.com/person/758207) | MEMBER & PORTFOLIO MANAGER | — |
| [SOSLAND MATTHEW A](https://search.stillhousedata.com/person/758208) | MEMBER & PORTFOLIO MANAGER | — |
| [MALONEY PATRICK BRADY](https://search.stillhousedata.com/person/766213) | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [BASOV GENE NMN](https://search.stillhousedata.com/person/823853) | CHIEF FINANCIAL OFFICER; CONTROLLER | — |
| [RATHER JONATHAN M MI ONLY](https://search.stillhousedata.com/person/826815) | MANAGING MEMBER | — |
| [TURNER FRANKLIN PIERCE](https://search.stillhousedata.com/person/827973) | MEMBER & PORTFOLIO MANAGER | — |
| [CHANG FRANCIS JOSEPH](https://search.stillhousedata.com/person/827974) | MEMBER & PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| [BASOV GENE](https://search.stillhousedata.com/person/827975) | CONTROLLER | — |
| [SOSLAND MATTHEW ABRAHAM](https://search.stillhousedata.com/person/828032) | MEMBER & PORTFOLIO MANAGER | — |
| [RATHER JONATHAN M](https://search.stillhousedata.com/person/828036) | MANAGING MEMBER | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| FRASER SULLIVAN CLO II LTD. | Securitized Asset Fund | — | 0 | $486.8M | $500K |
| FRASER SULLIVAN CLO I LTD | Securitized Asset Fund | — | 0 | $431.7M | $500K |
| FRASER SULLIVAN CLO V LTD. | Securitized Asset Fund | — | 0 | $393.2M | $500K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159727/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159727/similar
- Related entities: https://search.stillhousedata.com/firm/159727/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159727

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.