# TUDOR INVESTMENT CORPORATION

TUDOR INVESTMENT CORPORATION of STAMFORD, CT is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 159792
- Type: SEC-registered investment adviser
- SEC file number: 801-73474
- Location: 200 ELM STREET, 4TH FLOOR, STAMFORD, CT, 06902-3826
- Phone: 203-863-6700
- Latest filing: 2026-03-30
- Regulatory AUM: $106.8B
- Discretionary AUM: $106.8B
- Clients: 483
- Accounts: 22

## Business model

- Compensation: Hourly, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| Anita Sbarra | CHIEF FINANCIAL OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | Stamford, CT |
| Michael Riccardi | CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | Garden City, NY |
| Paul Tudor Jones | CO-CHAIRMAN, CHIEF INVESTMENT OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Mark Foote Dalton | CO-CHAIRMAN, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Richard Love Fisher | DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Stephen Neal Waldman | GENERAL COUNSEL, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Bronwyn Mary Eckhardt | CHIEF COMPLIANCE OFFICER (UNITED STATES) | — |
| Suhail Siddiq Jan | MEMBER OF TUDOR MANAGEMENT COMMITTEE AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Thayer Whitney Swallen | CHIEF OPERATING OFFICER | — |
| Suhail Jan | MEMBER OF TUDOR MANAGEMENT COMMITTEE AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Thayer Swallen | CHIEF OPERATING OFFICER | Stamford, CT |
| Paul Robert Sanford | COUNSELLOR TO THE OFFICE OF CO-CHAIRMEN, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; GENERAL COUNSEL, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; GENERAL COUNSEL; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR | — |
| JONES PAUL TUDOR | CO-CHAIRMAN, CHIEF INVESTMENT OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CO-CHAIRMAN; CHIEF INVESTMENT OFFICER; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR | — |
| FORLENZA ROBERT PHILIP | DIRECTOR | — |
| DALTON MARK FOOTE | CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CO-CHAIRMAN; CHIEF EXECUTIVE OFFICER; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR; CO-CHAIRMAN, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| TORELL JOHN RAYMOND | CHIEF FINANCIAL OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CHIEF FINANCIAL OFFICER; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR | — |
| BOYLE GAVIN SIMON | CO-PRESIDENT; DIRECTOR; MEMBER OF TUDOR MANAGEMENT COMMITTEE; CO-PRESIDENT, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; DIRECTOR; MEMBER OF TUDOR MANAGEMENT COMMITTEE | — |
| FISHER RICHARD LOVE | DIRECTOR; DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| JACKSON RICHARD WILLIAM FRANCIS | MEMBER OF TUDOR MANAGEMENT COMMITTEE | — |
| EVANS STEVEN | MEMBER OF TUDOR MANAGEMENT COMMITTEE; MEMBER OF TUDOR MANAGEMENT COMMITTEE AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; MEMBER OF TUDOR MANAGEMENT COMMITTEE OF TUDOR INVESTMENT CORPORATION | — |
| RICCARDI MICHAEL | CHIEF EXECUTIVE OFFICER & CHIEF OPERATING OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, & DIRECTOR OF TUDOR INVESTMENT CORP.; CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, & DIRECTOR OF TUDOR INVESTMENT CORP. (+4 more) | — |
| NICHOLSON MARK ROGER | DIRECTOR; DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| MUSALEM BORRERO ALBERTO GABRIEL | MEMBER OF THE TUDOR MANAGEMENT COMMITTEE | — |
| WULWIK KEVIN A | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF TUDOR INVESTMENT CORPORATION AND EACH OF THE RELYING ADVISERS; GENERAL COUNSEL (INTERNATIONAL) AND CHIEF COMPLIANCE OFFICER OF TUDOR INVESTMENT CORPORATION (+1 more) | — |
| BOUND ANDREW CHARLES | MEMBER OF THE TUDOR MANAGEMENT COMMITTEE | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-04-18 | regulatory | TUDOR INVESTMENT CORPORATION INADVERTENTLY SUBMITTED TO THE EXCHANGE AN INCORRECT CUSTOMER TYPE INDICATOR CODE FOR ONE OF THE ACCOUNTS OPERATED BY TUDOR. | Final | $35K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159792/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159792/similar
- Related entities: https://search.stillhousedata.com/firm/159792/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159792

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.