# BTG PACTUAL (UK) LIMITED

BTG PACTUAL (UK) LIMITED of LONDON is an SEC exempt reporting adviser.

## Registration

- CRD: 159871
- Type: SEC exempt reporting adviser
- SEC file number: 802-74494
- Location: BERKELEY SQUARE HOUSE, 4-19 BERKELEY SQUARE, LONDON, W1J 6BR
- Phone: +44 207 647 4900
- Latest filing: 2026-03-30

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| [Andre Santos Esteves](https://search.stillhousedata.com/person/667465) | SHAREHOLDER | — |
| [Thirzah Silveira Paixao Mills](https://search.stillhousedata.com/person/720868) | CHIEF COMPLIANCE OFFICER | — |
| [Frederico Monnerat Araujo](https://search.stillhousedata.com/person/720869) | EXECUTIVE DIRECTOR AND CEO | — |
| [JACOBS JOSEPH MICHAEL](https://search.stillhousedata.com/person/733733) | DIRECTOR AND CEO; MANAGING PARTNER | — |
| [ESTEVES ANDRE SANTOS](https://search.stillhousedata.com/person/771610) | SHAREHOLDER | — |
| [JACOBS NEAL SCOTT](https://search.stillhousedata.com/person/774739) | CHIEF COMPLIANCE OFFICER | — |
| [JENKINS JOHN HUW GWILI](https://search.stillhousedata.com/person/784451) | MANAGING PARTNER | — |
| [BEDWIN MICHELLE ANNE](https://search.stillhousedata.com/person/806602) | CHIEF COMPLIANCE OFFICER | — |
| [Kalim Marcelo](https://search.stillhousedata.com/person/847692) | SHAREHOLDER | — |
| [Sallouti Roberto Balls](https://search.stillhousedata.com/person/847693) | SHAREHOLDER | — |
| [KOKUBO LUIZ GUSTAVO SUPPION](https://search.stillhousedata.com/person/873708) | CHIEF COMPLIANCE OFFICER | — |
| [FELCE ANDREW GEORGE](https://search.stillhousedata.com/person/892140) | MANAGING PARTNER | — |
| [ESTIER ANTOINE ANDRE MARIE](https://search.stillhousedata.com/person/892141) | MANAGING PARTNER | — |
| [HERZBERG DAVID ELIEZER](https://search.stillhousedata.com/person/892142) | MANAGING PARTNER | — |
| [ISOLANI ROBERTO](https://search.stillhousedata.com/person/892143) | DIRECTOR; MANAGING PARTNER | — |
| [CLERGET BENJAMIN](https://search.stillhousedata.com/person/895409) | CHIEF INVESTMENT OFFICER; DIRECTOR; MANAGING PARTNER | — |
| [Marcos Viriato Countinho](https://search.stillhousedata.com/person/898245) | CHIEF COMPLIANCE OFFICER | — |
| [Silveira Paixao Mills Thirzah](https://search.stillhousedata.com/person/898856) | CHIEF COMPLIANCE OFFICER | — |
| [ARAUJO FREDERICO MONNERAT](https://search.stillhousedata.com/person/900635) | EXECUTIVE DIRECTOR; EXECUTIVE DIRECTOR AND CEO | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-07-16 | regulatory | CVM TO ASSESS THE RESPONSIBILITY OF BTG PACTUAL ON THE ALLEGED NON-COMPLIANCE WITH THE LEGAL PROVISION GRANTED TO MINORITY SHAREHOLDERS OF A COMPANY - PROVIDED THE APPLICABLE LEGAL PARAMETERS ARE COMPLIED WITH - REGARDING THE RIGHT TO APPOINT ON A SEPARATE ELECTION ITS MEMBER AND CORRESPONDENT ALTER… | Pending | — |
| 2015-08-21 | regulatory | SPOOFING IN VIOLATION OF EXCHANGE RULES | Final | $50K |
| 2014-09-15 | regulatory | THE CMVM ALLEGED THAT BTG PACTUAL EUROPE LLP ("BTG EUROPE") FAILED TO REPORT A NET SHORT POSITION OVER LISTED SHARES IN MARCH OF 2014 AND JULY OF 2014 UNDER ARTICLES 5(1)(2) AND 9(2) OF EU REGULATION NO. 236/2012, WHICH CONSTITUTES AN OFFENSE UNDER ARTICLE 389(1) (C) OF THE PORTUGUESE SECURITIES COD… | Final | $25K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159871/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159871/similar
- Related entities: https://search.stillhousedata.com/firm/159871/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159871

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.