# BTG PACTUAL ASSET MANAGEMENT S.A. DTVM

BTG PACTUAL ASSET MANAGEMENT S.A. DTVM of BOTAFOGO, RIO DE JANEIRO is an SEC exempt reporting adviser.

## Registration

- CRD: 159875
- Type: SEC exempt reporting adviser
- SEC file number: 802-74873
- Location: PRAIA DE BOTAFOGO, N.? 501, 5? E 6? ANDARES - TORRE CORCOVADO, BOTAFOGO, RIO DE JANEIRO, CEP2225040
- Phone: +55 11 33833311
- Latest filing: 2026-04-03

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Andre Santos Esteves](https://search.stillhousedata.com/person/667465) | INDIRECT OWNER | — |
| [Mariana Botelho Ramalho Cardoso](https://search.stillhousedata.com/person/682025) | CHIEF COMPLIANCE OFFICER | — |
| [Pedro Chrysostomo De Olive Maia](https://search.stillhousedata.com/person/720014) | DIRECTOR | — |
| [Renato Hermann Cohn](https://search.stillhousedata.com/person/720015) | DIRECTOR | — |
| [ESTEVES ANDRE SANTOS](https://search.stillhousedata.com/person/771610) | INDIRECT OWNER; SHAREHOLDER | — |
| [CARDOSO MARIANA BOTELHO RAMALHO](https://search.stillhousedata.com/person/868551) | CHIEF COMPLIANCE OFFICER | — |
| [VIEIRA JOSE ZITELMANN FALCAO](https://search.stillhousedata.com/person/896701) | DIRECTOR | — |
| [MAIA PEDRO CHRYSOSTOMO DE OLIVE](https://search.stillhousedata.com/person/899915) | DIRECTOR | — |
| [COHN RENATO HERMANN](https://search.stillhousedata.com/person/906090) | DIRECTOR | — |


## Disclosures (40)

_Showing 10 of 27 distinct disclosure events._

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-07-16 | regulatory | CVM TO ASSESS THE RESPONSIBILITY OF BTG PACTUAL ON THE ALLEGED NON-COMPLIANCE WITH THE LEGAL PROVISION GRANTED TO MINORITY SHAREHOLDERS OF A COMPANY - PROVIDED THE APPLICABLE LEGAL PARAMETERS ARE COMPLIED WITH - REGARDING THE RIGHT TO APPOINT ON A SEPARATE ELECTION ITS MEMBER AND CORRESPONDENT ALTER… | Pending | — |
| 2018-02-05 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY CVM TO ASSESS THE RESPONSIBILITY OF BTG PACTUAL CORRETORA DE TITULOS E VALORES MOBILIÁRIOS SA ("CTVM") AND THE INDIVIDUALS LISTED BELOW REGARDING CERTAIN TRANSACTIONS PERFORMED UNDER BTG PACTUAL'S BUY-BACK PROGRAM, THROUGH "BBTG11" UNITS ("UNITS") TRAD… | Pending | — |
| 2018-02-05 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY CVM TO ASSESS THE RESPONSIBILITY OF BTG PACTUAL CORRETORA DE TITULOS E VALORES MOBILIARIOS SA ("CTVM") AND THE INDIVIDUALS LISTED BELOW REGARDING CERTAIN TRANSACTIONS PERFORMED UNDER BTG PACTUAL'S BUY-BACK PROGRAM, THROUGH "BBTG11" UNITS ("UNITS") TRAD… | Pending | — |
| 2017-11-10 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY THE BRAZILIAN SECURITIES AND EXCHANGE COMMISSION (COMISS?O DE VALORES MOBILIARIOS - "CVM") WITH THE PURPOSE OF ASSESSING THE RESPONSIBILITY OF BTG PACTUAL SERVICOS FINANCEIROS S.A. DTVM ("BTG PACTUAL DTVM"), IN ITS CAPACITY OF ADMINISTRATOR OF TWO INVE… | Pending | $250K |
| 2017-11-10 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY THE BRAZILIAN SECURITIES AND EXCHANGE COMMISSION (COMISSÃO DE VALORES MOBILIÁRIOS - "CVM") WITH THE PURPOSE OF ASSESSING THE RESPONSIBILITY OF BTG PACTUAL SERVIÇOS FINANCEIROS S.A. DTVM ("BTG PACTUAL DTVM"), IN ITS CAPACITY OF ADMINISTRATOR OF TWO INVE… | Pending | $250K |
| 2017-10-17 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY THE BRAZILIAN SECURITIES AND EXCHANGE COMMISSION (COMISSÃO DE VALORES MOBILIÁRIOS - "CVM") TO DETERMINE THE RESPONSIBILITY OF BANCO BTG PACTUAL S.A. ("BTG PACTUAL") AS THE MANAGER OF FUNDO DE INVESTIMENTO MULTICREDITO CRÉDITO PRIVADO LS INVESTIMENTO NO… | Pending | — |
| 2017-10-17 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY THE BRAZILIAN SECURITIES AND EXCHANGE COMMISSION (COMISS?O DE VALORES MOBILIARIOS - "CVM") TO DETERMINE THE RESPONSIBILITY OF BANCO BTG PACTUAL S.A. ("BTG PACTUAL") AS THE MANAGER OF FUNDO DE INVESTIMENTO MULTICREDITO CREDITO PRIVADO LS INVESTIMENTO NO… | Pending | — |
| 2017-06-02 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY THE BRAZILIAN SECURITIES AND EXCHANGE COMMISSION (COMISSÃO DE VALORES MOBILIÁRIOS - "CVM") WITH THE PURPOSE OF ASSESSING THE LIABILITY OF BANCO BTG PACTUAL S.A. ("BTG PACTUAL") AND GARDE ASSET MANAGEMENT GESTÃO DE RECURSOS LTDA. ("GARDE ASSET") CONCERN… | Final | $400K |
| 2017-06-02 | regulatory | THIS ADMINISTRATIVE PROCEEDING WAS INITIATED BY THE BRAZILIAN SECURITIES AND EXCHANGE COMMISSION (COMISS?O DE VALORES MOBILIARIOS - "CVM") WITH THE PURPOSE OF ASSESSING THE LIABILITY OF BANCO BTG PACTUAL S.A. ("BTG PACTUAL") AND GARDE ASSET MANAGEMENT GEST?O DE RECURSOS LTDA. ("GARDE ASSET") CONCERN… | Final | $400K |
| 2016-12-05 | regulatory | IN DECEMBER 05TH 2016, THE BACEN ALLEGED THAT FROM JANUARY 2009 TO NOVEMBER 2012, DUE TO INEFFICIENT INTERNAL CONTROL STRUCTURES AND OPERATIONAL RISK MANAGEMENT, BANCO BTG PACTUAL S.A. WAS NOT ABLE TO AVOID PRACTICES ALLEGEDLY INADEQUATE IN THE EXCHANGE MARKET NEGOTIATIONS; WHAT SUPPOSEDLY ENABLED B… | Pending | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BTG PACTUAL ABSOLUTO MASTER FUND - PORTFOLIO E LP | Hedge Fund | Delaware | 11 | $23.1M | $100K |
| BTG PACTUAL EQUITIES FUND, SPC | Hedge Fund | Cayman Islands | 8 | $15.1M | $100K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| S?O PAULO | — | 64 | 1133833311 |


## Fund service providers (2)

- custodian: BTG PACTUAL ABSOLUTO FUND -PORTFOLIO E LLC
- custodian: BTG PACTUAL ABSOLUTO FUND SPC - SEGREGATED PORTFOLIO ABSOLUTO BRAZIL EQUITIES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/159875/brochure
- Similar advisers: https://search.stillhousedata.com/firm/159875/similar
- Related entities: https://search.stillhousedata.com/firm/159875/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/159875

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