# PGIM LIMITED

PGIM LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 160005
- Type: SEC-registered investment adviser
- SEC file number: 801-73882
- Location: GRAND BUILDINGS, 1-3 STRAND, TRAFALGAR SQUARE, LONDON, WC2N 5HR
- Phone: +44 (0) 207 766 2400
- Latest filing: 2026-03-27
- Regulatory AUM: $76.5B
- Discretionary AUM: $76.5B
- Clients: 299
- Accounts: 276

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Corporations, Investment cos

## Officers, owners & control persons (47)

_Showing 25 of 47 people._

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Paul Butler | DIRECTOR; MANAGING DIRECTOR, DIRECTOR | — |
| Elizabeth Ann Samson | DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| Mark Gerald Fresson | VICE PRESIDENT, DIRECTOR | — |
| Edward Mcmurdo Farley | DIRECTOR; MANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE | — |
| Batoolah Dawreeawoo | CHIEF LEGAL OFFICER | — |
| Stephen Robert Warren | DIRECTOR; MANAGING DIRECTOR | — |
| Jennifer Marie Finnerty | DIRECTOR; RISK MANAGER | — |
| Daniel James Malooly | CHAIRMAN & DIRECTOR; MANAGING DIRECTOR | — |
| Susan Lee Pollard | DIRECTOR; HUMAN RESOURCES DIRECTOR | — |
| Andrew John Donohue | CHIEF COMPLIANCE OFFICER | — |
| Matthew B Shafer | DIRECTOR | — |
| Brad Alan Blalock | DIRECTOR; MANAGING DIRECTOR | — |
| Sarah Elizabeth Mcmullen | PRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY | — |
| Vasel Vataj | FINANCE DIRECTOR (NON-EXECUTIVE) | — |
| SULLIVAN NEIL JOSEPH | CHIEF EXECUTIVE OFFICER (FIXED INCOME); CHIEF EXECUTIVE OFFICER (FIXED INCOME), DIRECTOR | — |
| DONOHUE ANDREW JOHN | CHIEF COMPLIANCE OFFICER | — |
| SAPERSTEIN STEVEN BRUCE | DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| BUTLER DONALD PAUL | MANAGING DIRECTOR; MANAGING DIRECTOR, DIRECTOR | — |
| CHATTERTON DENIS LIONEL | CHIEF OPERATING OFFICER (FIXED INCOME); CHIEF OPERATING OFFICER (FIXED INCOME), DIRECTOR | — |
| WARREN DAVID ROBERT | MANAGING DIRECTOR | — |
| POLLARD GARRY LEE | HUMAN RESOURCES DIRECTOR | — |
| COLLINET-ADLER ERIC BERNARD | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER (PREI); CHIEF EXECUTIVE OFFICER (PREI), DIRECTOR (+2 more) | — |
| SHAH KAUSHIK MULJIBHAI | CHIEF OPERATING OFFICER (PREI); CHIEF OPERATING OFFICER (PREI), DIRECTOR | — |
| BARRETT PHILIP MATHEW | CHIEF RISK AND INVESTMENT OFFICER (EUROPE AND ASIA), DIRECTOR; GLOBAL CHIEF INVESTMENT RISK OFFICER; GLOBAL CHIEF INVESTMENT RISK OFFICER, DIRECTOR (+3 more) | — |
| DAVIES STEPHEN JOHN | DIRECTOR OF FINANCE | — |


## Private funds (24)

_Showing 15 of 24 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| DRYDEN 66 EURO CLO 2018 DAC | Securitized Asset Fund | Ireland | 0 | $582.1M | $117K |
| DRYDEN 56 EURO CLO 2017 DAC | Securitized Asset Fund | Ireland | 0 | $581.2M | $117K |
| DRYDEN 91 EURO CLO 2021 DAC | Securitized Asset Fund | Ireland | 0 | $572.2M | $117K |
| DRYDEN 39 EURO CLO 2015 DAC | Securitized Asset Fund | Ireland | 0 | $564.0M | $117K |
| DRYDEN 79 EURO CLO 2020 DAC | Securitized Asset Fund | Ireland | 0 | $561.8M | $117K |
| DRYDEN 89 EURO CLO 2020 DAC | Securitized Asset Fund | Ireland | 0 | $501.8M | $117K |
| DRYDEN 46 EURO CLO 2016 DAC | Securitized Asset Fund | Ireland | 0 | $495.0M | $117K |
| DRYDEN 111 EURO CLO 2022 DAC | Securitized Asset Fund | Ireland | 0 | $469.3M | $117K |
| DRYDEN 124 EURO CLO 2024 DAC | Securitized Asset Fund | Ireland | 0 | $469.3M | $117K |
| DRYDEN 103 EURO CLO 2021 DAC | Securitized Asset Fund | Ireland | 0 | $460.9M | $117K |
| DRYDEN 74 EURO CLO 2020 DAC | Securitized Asset Fund | Ireland | 0 | $459.1M | $117K |
| DRYDEN 88 EURO CLO 2020 DAC | Securitized Asset Fund | Ireland | 0 | $451.6M | $117K |
| DRYDEN 69 EURO CLO 2018 DAC | Securitized Asset Fund | Ireland | 0 | $449.1M | $117K |
| DRYDEN 44 EURO CLO 2015 DAC | Securitized Asset Fund | Ireland | 0 | $433.7M | $117K |
| DRYDEN 73 EURO CLO 2018 DAC | Securitized Asset Fund | Ireland | 0 | $412.6M | $117K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| ZURICH | — | 4 | 0041 43 588 1575 |
| ZURICH | — | 4 | 0041 43 588 1575 |


## Fund service providers (6)

- administrator: U.S. BANK GLOBAL CORPORATE TRUST, UK BRANCH — 13 funds
- administrator: THE BANK OF NEW YORK MELLON SA NV, DUBLIN BRANCH — 7 funds
- administrator: DEUTSCHE BANK AG
- administrator: DEUTSCHE BANK AG, LONDON BRANCH
- administrator: DEUTSCHE BANK AG, UK BRANCH
- administrator: US BANK GLOBAL CORPORATE TRUST LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160005/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160005/similar
- Related entities: https://search.stillhousedata.com/firm/160005/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160005

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.