# NORTHERN FUND MANAGEMENT AMERICA LLC

NORTHERN FUND MANAGEMENT AMERICA LLC of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 160147
- Type: SEC-registered investment adviser
- SEC file number: 801-74504
- Location: 100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT, 06902-6740
- Phone: 203-487-3434
- Latest filing: 2019-03-29
- Regulatory AUM: $728.0M
- Discretionary AUM: $611.9M
- Non-discretionary AUM: $116.1M
- Clients: 17
- Accounts: 6

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| [BERKOWITZ DAVID PHILIP](https://search.stillhousedata.com/person/737791) | ELECTED MANAGER | — |
| [HOEKSTRA MARTEN SYBREN](https://search.stillhousedata.com/person/741428) | CCO; SENIOR INVESTMENT MANAGER; SENIOR INVESTMENT MANAGER AND SECRETARY (+3 more) | — |
| [DURKIN ROBERT SEAN](https://search.stillhousedata.com/person/818221) | PRESIDENT; PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD.; SHAREHOLDER OF NFMB HOLDINGS LTD (+1 more) | — |
| [TAN CHRISTINA](https://search.stillhousedata.com/person/818222) | ELECTED MANAGER | — |
| [CHERNYSHOV PAVEL A](https://search.stillhousedata.com/person/818223) | ELECTED MANAGER | — |
| [LEMANSKI RICHARD M](https://search.stillhousedata.com/person/818224) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |


## Private funds (6)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NORTHERN SHIPPING FUND III LP | Private Equity Fund | — | 50 | $502.2M | $5.0M |
| NORTHERN SHIPPING FUND II LLC | Private Equity Fund | — | 17 | $69.2M | — |
| NORTHERN SHIPPING MASTER FUND III LP | Private Equity Fund | — | 2 | $54.9M | $5.0M |
| NORTHERN SHIPPING INTERNATIONAL FUND III LP | Private Equity Fund | — | 17 | $54.8M | $5.0M |
| NORTHERN CHASSERAL LLC | Private Equity Fund | — | 10 | $46.9M | — |
| NORTHERN SHIPPING FUND IV LP | Private Equity Fund | — | 1 | — | $5.0M |


## Fund service providers (2)

- administrator: SS&C TECHNOLOGY HOLDING, INC. — 3 funds
- administrator: BROADSCOPE FUND ADMINISTRATORS LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160147/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160147/similar
- Related entities: https://search.stillhousedata.com/firm/160147/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160147

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.