# VIVALDI CAPITAL MANAGEMENT LP

VIVALDI CAPITAL MANAGEMENT LP of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 160150
- Type: SEC-registered investment adviser
- SEC file number: 801-73024
- Location: 225 WEST WACKER, SUITE 2100, CHICAGO, IL, 60606
- Phone: 312.248.8300
- Latest filing: 2026-07-21
- Regulatory AUM: $5.6B
- Discretionary AUM: $2.4B
- Non-discretionary AUM: $3.2B
- Clients: 68
- Accounts: 9,855

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Michael Dillon Peck | LIMITED PARTNER; MEMBER | — |
| Marc D Bassewitz | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | Chicago, IL |
| David Alan Sternberg | CO-FOUNDER / CEO; MANAGER; OWNER | — |
| Yadira Guzman | CFO | — |
| Scott Lee Hergott | CIO | — |
| Frank Domenic Pellicori | PRESIDENT & DIRECTOR OF WEALTH MANAGEMENT | — |
| GOLDEN RANDAL LAWRENCE | CCO; CEO/ CIO/ CCO; CO-FOUNDER / CFO (+3 more) | — |
| STERNBERG DAVID ALAN | CO-FOUNDER AND CEO; CO-FOUNDER / CEO; ELECTED MANAGER (+3 more) | — |
| BASSEWITZ MARC D | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| COMELLA MICHELLE MARIE | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | — |
| PECK MICHAEL | CO-CIO AND PRESIDENT; CO-CIO / PRESIDENT | — |
| HERGOTT SCOTT LEE | CIO; CO-CIO; CO-CIO AND DIRECTOR OF RESEARCH (+1 more) | — |
| EISENBERG CHAD | CHIEF OPERATING OFFICER | — |
| PECK MICHAEL DILLON | CO-CIO / PRESIDENT; LIMITED PARTNER; MEMBER | — |
| EISENBERG CHAD SAMUAL | CHIEF OPERATING OFFICER | — |
| Guzman Yadira | CFO | — |
| PELLICORI FRANK DOMENIC | PRESIDENT & DIRECTOR OF WEALTH MANAGEMENT | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CORNERSTONE DIVERSIFIED PORTFOLIO, LP | Hedge Fund | Delaware | 72 | $30.4M | $500K |


## Branch offices (5)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| FISHERS | IN | 4 | 317.913.700 |
| BEACHWOOD | OH | 2 | 216-595-3842 |
| SAN DIEGO | CA | 2 | 858-676-1000 |
| SAN RAMON | CA | 1 | 925-395-4589 |
| LOS GATOS | CA | 1 | 650-452-7258 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160150/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160150/similar
- Related entities: https://search.stillhousedata.com/firm/160150/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160150

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.