# NUVEEN ALTERNATIVES ADVISORS LLC

NUVEEN ALTERNATIVES ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 160255
- Type: SEC-registered investment adviser
- SEC file number: 801-74475
- Location: 730 THIRD AVENUE, NEW YORK, NY, 10017-3206
- Phone: 212-490-9000
- Latest filing: 2026-04-29
- Regulatory AUM: $142.0B
- Discretionary AUM: $142.0B
- Clients: 87
- Accounts: 57

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (48)

_Showing 25 of 48 people._

| Name | Role | Location |
| --- | --- | --- |
| [Megan Eileen Sendlak](https://search.stillhousedata.com/person/65266) | MANAGING DIRECTOR, CONTROLLER | Chicago, IL |
| [Gordon Christopher McGibbon](https://search.stillhousedata.com/person/69200) | SENIOR MANAGING DIRECTOR | New York, NY |
| [Keith Frederick Atkinson](https://search.stillhousedata.com/person/709319) | SENIOR MANAGING DIRECTOR, ASSOCIATE GENERAL COUNSEL & ASSISTANT SECRETARY | — |
| [Shalinni Anique Thompson](https://search.stillhousedata.com/person/709320) | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| [Laura M Parrott](https://search.stillhousedata.com/person/709321) | SENIOR MANAGING DIRECTOR | — |
| [BRUNET STUART REDMAN](https://search.stillhousedata.com/person/727969) | DIRECTOR, COMPLIANCE OFFICER; SENIOR DIRECTOR, COMPLIANCE OFFICER | — |
| [DECKBAR CAROL WARD](https://search.stillhousedata.com/person/730791) | CEO ASSET MANAGEMENT; PRESIDENT; SMD, COO, ASSET MANAGEMENT | — |
| [HUFFMAN WILLIAM T](https://search.stillhousedata.com/person/738245) | SENIOR MANAGING DIRECTOR | — |
| [EVANS SCOTT CRANE](https://search.stillhousedata.com/person/739564) | EVP, PRESIDENT OF ASSET MANAGEMENT | — |
| [GREENE STEWART PAUL](https://search.stillhousedata.com/person/739566) | MD, GENERAL COUNSEL, INVESTMENT ADVISORS, ASSISTANT SECRETARY | — |
| [HANDA SANJEEV](https://search.stillhousedata.com/person/739578) | MD, CMBS; MD, REAL ESTATE, FIXED INCOME | — |
| [DAVIS ANTHONY LYNN](https://search.stillhousedata.com/person/756942) | SMD, CIO, TIAA GLOBAL REAL ASSETS; SMD, PRESIDENT AND CIO, PRIVATE MARKETS; SMD, PRIVATE MARKET INVESTMENTS | — |
| [GOFF PHILLIP G](https://search.stillhousedata.com/person/757990) | SVP, CORPORATE CONTROLLER; SVP, FUNDS TREASURER | — |
| [PIERRE-MERRITT MARJORIE](https://search.stillhousedata.com/person/757991) | SECRETARY; VP, ASSISTANT CORPORATE SECRETARY | — |
| [MAMMANO JEROLD JOSEPH](https://search.stillhousedata.com/person/760736) | CFO; VP, BUS UNIT CFO, PDM & IRIS | — |
| [FORGIONE WILLIAM JAMES](https://search.stillhousedata.com/person/760845) | SMD, GENERAL COUNSEL, ASSET MANAGEMENT, ASSISTANT SECRETARY; SMD, GENERAL COUNSEL, INVESTMENT ADVISORS, ASSISTANT SECRETARY | — |
| [BIEGEN RICHARD](https://search.stillhousedata.com/person/761337) | MD, SENIOR COMPLIANCE OFFICER | — |
| [GUTIERREZ JORGE C](https://search.stillhousedata.com/person/775718) | TREASURER; VP, TREASURER | — |
| [GOFF PHILLIP GERALD](https://search.stillhousedata.com/person/777819) | SVP, CORPORATE CONTROLLER | — |
| [PHILLIPS RICHARD GEORGE](https://search.stillhousedata.com/person/781773) | AGC, ASSISTANT SECRETARY; DIRECTOR, ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY; SENIOR DIRECTOR, ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY | — |
| [GARBUTT THOMAS C](https://search.stillhousedata.com/person/794844) | SMD, HEAD OF GLOBAL REAL ESTATE | — |
| [RIEGEL WILLIAM M](https://search.stillhousedata.com/person/794845) | CIO, TIAA-CREF ASSET MANAGEMENT | — |
| [WILKINSON WILLIAM JOSEPH](https://search.stillhousedata.com/person/794853) | SMD ASSET MANAGEMENT SERVICES | — |
| [GRENVILLE THOMAS EMIL](https://search.stillhousedata.com/person/795176) | DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| [PIERRE-MERRITT MARJORIE NMN](https://search.stillhousedata.com/person/815298) | SECRETARY; VP, CORPORATE SECRETARY | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |


## Private funds (42)

Mix: Securitized Asset Fund 31 · Real Estate Fund 4 · Other Private Fund 2 · Private Equity Fund 5

_Showing 15 of 42 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| U.S. CORE+ REAL ESTATE DEBT FUND LP | Real Estate Fund | Delaware | 17 | $1.4B | $10.0M |
| NUVEEN CPACE LENDING FUND III LP | Real Estate Fund | Delaware | 1 | $827.3M | $5.0M |
| NUVEEN CPACE LENDING FUND I LP | Real Estate Fund | Delaware | 1 | $579.5M | $5.0M |
| NUVEEN CPACE LENDING FUND II LP | Real Estate Fund | Delaware | 1 | $545.4M | $5.0M |
| SYMPHONY CLO XXVIII, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $511.5M | $250K |
| SYMPHONY CLO 42, LTD. | Securitized Asset Fund | Bermuda | 1 | $498.4M | $250K |
| SYMPHONY CLO XXXI, LTD. | Securitized Asset Fund | Bermuda | 1 | $496.0M | $250K |
| SYMPHONY CLO 37, LTD. | Securitized Asset Fund | New Jersey | 1 | $495.2M | $250K |
| SYMPHONY CLO XXIV, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $471.0M | $250K |
| SYMPHONY CLO 38, LTD. | Securitized Asset Fund | Bermuda | 1 | $451.8M | $250K |
| SYMPHONY CLO 50, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $419.6M | $250K |
| SYMPHONY CLO 48, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $415.5M | $250K |
| SYMPHONY CLO XVIII | Securitized Asset Fund | Cayman Islands | 1 | $411.7M | $250K |
| SYMPHONY CLO 49, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $410.7M | $250K |
| SYMPHONY CLO 47, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $409.3M | $250K |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CHARLOTTE | NC | 20 | 704-988-1000 |
| CHICAGO | IL | 7 | 312-917-7810 |
| DALLAS | TX | 4 | 214-924-3690 |
| SAN FRANCISCO | CA | 2 | 415-433-2401 |


## Fund service providers (6)

- custodian: NUVEEN CPACE LENDING RN FEEDER FUND III LLC
- custodian: NUVEEN CPACE LENDING RN FEEDER FUND II LLC
- custodian: NUVEEN CPACE LENDING RN FEEDER FUND I LLC
- custodian: NUVEEN ENERGY & POWER INFRASTRUCTURE CREDIT II - RN, LLC
- custodian: NUVEEN ENERGY & POWER INFRASTRUCTURE CREDIT - LUXEMBOURG SCSP, SICAV-RAIF
- custodian: NUVEEN ENERGY & POWER INFRASTRUCTURE CREDIT - US, LP - FUND II

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160255/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160255/similar
- Related entities: https://search.stillhousedata.com/firm/160255/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160255

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.