# ATLAS FINANCIAL ADVISORS, INC.

ATLAS FINANCIAL ADVISORS, INC. of OROVILLE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 160276
- Type: SEC-registered investment adviser
- SEC file number: 801-120944
- Location: 40 POST LANE, OROVILLE, CA, 95966
- Phone: 530 589 2515
- Latest filing: 2026-03-31
- Regulatory AUM: $46.9M
- Discretionary AUM: $46.9M
- Clients: 3
- Accounts: 380

## Business model

- Compensation: % of AUM, Hourly, Subscription
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Arthur Cole Garcia | PRESIDENT/CHIEF COMPLIANCE OFFICER | Oroville, CA |
| GARCIA ARTHUR COLE | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-12-10 | regulatory | ATLAS WILLFULLY VIOLATED THE BOOKS AND RECORDS AND MARKETING RULE PROVISIONS OF SECTIONS 204 AND 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULES 204-2(A), 206(4)-1(A), 206(4)-1(D), AND 206(4)-7 THEREUNDER. WITHOUT ADMITTING OR DENYING THE ORDER'S FINDINGS, ATLAS CONSENTED TO A CEASE-AND-DESI… | Final | $175K |
| 2024-12-10 | regulatory | WITHOUT ADMITTING OR DENYING THE ORDER'S FINDINGS, ATLAS CONSENTED TO A CEASE-AND-DESIST ORDER, A CENSURE TO COMPLY WITH UNDERTAKINGS TO REVIEW AND UPDATE ITS POLICIES AND PROCEDURES AND TO ENSURE ITS ADVERTISEMENTS COMPLY WITH THE MARKETING RULE, AND A CIVIL PENALTY OF $175,000. THE ORDER CLAIMS AT… | Final | $175K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160276/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160276/similar
- Related entities: https://search.stillhousedata.com/firm/160276/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160276

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.