# SOFINNOVA INVESTMENTS, INC.

SOFINNOVA INVESTMENTS, INC. of MENLO PARK, CA is an SEC-registered investment adviser.

## Registration

- CRD: 160297
- Type: SEC-registered investment adviser
- SEC file number: 801-110134
- Location: 3000 SAND HILL ROAD, 3-150, MENLO PARK, CA, 94025
- Phone: 650-681-8420
- Latest filing: 2026-03-27
- Regulatory AUM: $5.4B
- Discretionary AUM: $5.4B
- Clients: 41
- Accounts: 20

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [Akkaraju C Srinivas](https://search.stillhousedata.com/person/471948) | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | San Diego, CA |
| [Alain Louis Azan](https://search.stillhousedata.com/person/704003) | SHAREHOLDER | — |
| [James Irvin Healy](https://search.stillhousedata.com/person/704004) | MANAGING PARTNER | — |
| [Nathalie Marie Auber](https://search.stillhousedata.com/person/704005) | PARTNER AND CHIEF FINANCIAL OFFICER | — |
| [Hooman No Middle Name Shahlavi](https://search.stillhousedata.com/person/704006) | PARTNER AND CHIEF LEGAL OFFICER | — |
| [James Dennis Brody](https://search.stillhousedata.com/person/704007) | CHIEF COMPLIANCE OFFICER | — |
| [Maha Mehdi Katabi](https://search.stillhousedata.com/person/704008) | GENERAL PARTNER | — |
| [Lars Gosta Ekman](https://search.stillhousedata.com/person/704009) | EXECUTIVE PARTNER, PRIVATE EQUITY | — |
| [Eric Helmut Delbridge](https://search.stillhousedata.com/person/704010) | GENERAL PARTNER, PUBLIC EQUITY | — |
| [BRODY JAMES DENNIS](https://search.stillhousedata.com/person/769228) | CHIEF COMPLIANCE OFFICER | — |
| [POWELL TERRY FRANK](https://search.stillhousedata.com/person/783947) | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | — |
| [AZAN ALAIN LOUIS](https://search.stillhousedata.com/person/843879) | SHAREHOLDER; SHAREHOLDER AND DIRECTOR | — |
| [HEALY JAMES IRVIN](https://search.stillhousedata.com/person/843882) | SHAREHOLDER, DIRECTOR; SHAREHOLDER, DIRECTOR AND PRESIDENT | — |
| [AUBER NATHALIE MARIE](https://search.stillhousedata.com/person/843883) | SHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICER | — |
| [SHAHLAVI HOOMAN NO MIDDLE NAME](https://search.stillhousedata.com/person/843884) | SHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICER; SHAREHOLDER, SECRETARY AND GENERAL COUNSEL | — |
| [MEHRA ANAND NO MIDDLE NAME](https://search.stillhousedata.com/person/843885) | SHAREHOLDER; SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | — |
| [KONG GARHENG ALBERT](https://search.stillhousedata.com/person/855605) | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | — |
| [KATABI MAHA MEHDI](https://search.stillhousedata.com/person/865910) | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | — |
| [BHAGAT SARAH MANECK](https://search.stillhousedata.com/person/865911) | SHAREHOLDER AND DIRECTOR | — |
| [EKMAN LARS GOSTA](https://search.stillhousedata.com/person/874773) | BOARD OF DIRECTORS MEMBER, EXECUTIVE PARTNER | — |
| [DELBRIDGE ERIC HELMUT](https://search.stillhousedata.com/person/881131) | DIRECTOR | — |
| [HEALY JAMES IRWIN](https://search.stillhousedata.com/person/889104) | SHAREHOLDER, DIRECTOR AND PRESIDENT | — |
| [SHAHLAVI HOOMAN](https://search.stillhousedata.com/person/889105) | SECRETARY AND GENERAL COUNSEL | — |
| [BUATOIS ERIC PIERRE](https://search.stillhousedata.com/person/889713) | SHAREHOLDER AND VICE PRESIDENT | — |


## Private funds (7)

Mix: Hedge Fund 3 · Venture Capital Fund 4

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SOFINNOVA BIOEQUITIES ENHANCED MASTER FUND, LP | Hedge Fund | Delaware | 28 | $1.2B | $3.0M |
| SOFINNOVA VENTURE PARTNERS IX, L.P. | Venture Capital Fund | Delaware | 53 | $389.3M | $500K |
| SOFINNOVA VENTURE PARTNERS XI, L.P. | Venture Capital Fund | Delaware | 52 | $308.7M | $500K |
| SOFINNOVA VENTURE PARTNERS X, L.P. | Venture Capital Fund | Delaware | 60 | $259.3M | $500K |
| SOFINNOVA BIOEQUITIES MASTER FUND, LTD. | Hedge Fund | Cayman Islands | 50 | $121.4M | $3.0M |
| SOFINNOVA VENTURE PARTNERS XII, L.P. | Venture Capital Fund | Delaware | 75 | $20.5M | $500K |
| SOFINNOVA SYNERGY MASTER FUND, LP | Hedge Fund | Delaware | 0 | — | $500K |


## Branch offices (8)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| BOSTON | MA | 3 | 650-387-7201 |
| BOSTON | MA | 3 | 650-387-7201 |
| NEW YORK | NY | 2 | 650-681-8420 |
| NEW YORK | NY | 2 | 650-681-8420 |
| MONTREAL | — | 1 | (514) 400-3219 |
| — | — | 1 | 650-681-8420 |
| MONTREAL | — | 1 | (514) 400-3219 |
| — | — | 1 | 650-681-8420 |


## Fund service providers (2)

- administrator: CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED — 3 funds
- administrator: JPMORGAN HEDGEFUND SERVICES, A DIVISION OF JPMORGAN CHASE BANK — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160297/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160297/similar
- Related entities: https://search.stillhousedata.com/firm/160297/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160297

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.