# CORINTHIAN CAPITAL GROUP, LLC

CORINTHIAN CAPITAL GROUP, LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 160346
- Type: SEC-registered investment adviser
- SEC file number: 801-74138
- Location: 420 LEXINGTON, SUITE 414, NEW YORK, NY, 10170
- Phone: 212-920-2300
- Latest filing: 2026-03-31
- Regulatory AUM: $258.8M
- Discretionary AUM: $258.8M
- Clients: 7
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| [Lisa Ann Walker](https://search.stillhousedata.com/person/662526) | CHIEF COMPLIANCE OFFICER | — |
| [Charles Kenneth Clay](https://search.stillhousedata.com/person/667485) | FOUNDER & MANAGING PARTNER | — |
| [Peter Baird Van Raalte](https://search.stillhousedata.com/person/667486) | FOUNDER & PARTNER | — |
| [Anthony Nmn Pucillo](https://search.stillhousedata.com/person/667487) | OPERATING PARTNER | — |
| [Steven Marc Gindi](https://search.stillhousedata.com/person/667488) | CHIEF FINANCIAL OFFICER | — |
| [WALKER LISA ANN](https://search.stillhousedata.com/person/743819) | CHIEF COMPLIANCE OFFICER | — |
| [MCNAIR JAMES ALEXANDER](https://search.stillhousedata.com/person/827754) | MANAGING DIRECTOR | — |
| [VAN RAALTE PETER BAIRD](https://search.stillhousedata.com/person/827755) | FOUNDER & MANAGING PARTNER; FOUNDER & PARTNER; PRESIDENT/CHIEF EXECUTIVE OFFICER (+2 more) | — |
| [KUMBLE STEVEN J](https://search.stillhousedata.com/person/827756) | CHAIRMAN; CHAIRMAN/CHIEF EXECUTIVE OFFICER | — |
| [CLAY CHARLES KENNETH](https://search.stillhousedata.com/person/827757) | FOUNDER/EXECUTIVE MANAGING DIRECTOR; FOUNDER/EXECUTIVE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER; FOUNDER/EXECUTIVE MANAGING DIRECTOR/MEMBER (+3 more) | — |
| [DE LA SERNA NORA CATALYA](https://search.stillhousedata.com/person/827758) | CHIEF FINANCIAL OFFICER | — |
| [PUCILLO ANTHONY NMN](https://search.stillhousedata.com/person/827759) | CHIEF ADMINISTRATIVE OFFICER; OPERATING PARTNER; SENIOR MANAGING DIRECTOR AND OPERATING PARTNER (+1 more) | — |
| [GUZMAN GERSON R](https://search.stillhousedata.com/person/827760) | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; DIRECTOR; MANAGING DIRECTOR | — |
| [TAHAN DAVID G](https://search.stillhousedata.com/person/832373) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| [VAUGHN HOPE ELIZABETH](https://search.stillhousedata.com/person/835149) | DIRECTOR | — |
| [KUMBLE STEVEN JAY](https://search.stillhousedata.com/person/846286) | CHAIRMAN | — |
| [GUZMAN GERSON RICARDO](https://search.stillhousedata.com/person/846287) | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; PARTNER & CHIEF COMPLIANCE OFFICER | — |
| [GINDI STEVEN MARC](https://search.stillhousedata.com/person/851462) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; DIRECTOR OF FINANCE | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-05-06 | regulatory | THE ORDER ENTERED ON MAY 6, 2019 ALLEGED THAT IN 2014 AND 2015, CORINTHIAN MISUSED THE ASSETS IN A PRIVATE EQUITY FUND, CORINTHIAN EQUITY FUND II, LP ("CEF 2") BY FAILING TO APPLY A FEE OFFSET DUE TO CEF 2, IMPROPERLY USING CEF 2 ASSETS TO FUND ITS ADVISORY OPERATIONS, AND CAUSING CEF 2 TO OVERPAY A… | Final | $100K |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CORINTHIAN EQUITY FUND II, L.P. | Private Equity Fund | Delaware | 41 | $174.9M | $5.0M |
| CORINTHIAN EQUITY FUND, L.P. | Private Equity Fund | Delaware | 88 | $33.4M | $5.0M |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| HINGHAM | MA | 1 | 617-590-9090 |
| HINGHAM | MA | 1 | 617-590-9090 |


## Fund service providers (1)

- administrator: RSM US LLP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160346/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160346/similar
- Related entities: https://search.stillhousedata.com/firm/160346/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160346

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.