# NOVAQUEST CAPITAL MANAGEMENT, L.L.C.

NOVAQUEST CAPITAL MANAGEMENT, L.L.C. of RALEIGH, NC is an SEC-registered investment adviser.

## Registration

- CRD: 160359
- Type: SEC-registered investment adviser
- SEC file number: 801-73992
- Location: 4208 SIX FORKS ROAD, SUITE 920, RALEIGH, NC, 27609-5769
- Phone: 919-459-8620
- Latest filing: 2026-03-31
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 18
- Accounts: 14

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| [Ernest Gerald Brown](https://search.stillhousedata.com/person/115176) | MANAGEMENT COMMITTEE MEMBER | Raleigh, NC |
| [Mireille Gillings](https://search.stillhousedata.com/person/359874) | SHAREHOLDER | Carlsbad, CA |
| [Ikegami Gerald Manabu](https://search.stillhousedata.com/person/360206) | MANAGEMENT COMMITTEE MEMBER | Raleigh, NC |
| [Jordan Brooks](https://search.stillhousedata.com/person/384024) | MEMBER, MANAGING PARTNER, CHIEF OPERATING OFFICER; MEMBER, MANAGING PARTNER, CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | Seattle, WA |
| [Yoshitaka Oshiba](https://search.stillhousedata.com/person/426423) | MANAGEMENT COMMITTEE MEMBER | Seattle, WA |
| [Robert Wayne Hester](https://search.stillhousedata.com/person/675941) | MEMBER, CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT | — |
| [Dennis Barry Gillings](https://search.stillhousedata.com/person/675942) | SHAREHOLDER | — |
| [Bryan Edwards Mills](https://search.stillhousedata.com/person/675943) | MEMBER, CHIEF ADMINISTRATIVE OFFICER, MANAGEMENT COMMITTEE MEMBER | — |
| [Patrick Brooks Jordan](https://search.stillhousedata.com/person/675944) | MEMBER, MANAGING PARTNER, CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER; MEMBER, MANAGING PARTNER, MANAGEMENT COMMITTEE MEMBER | — |
| [Mireille Nmn Gillings](https://search.stillhousedata.com/person/675945) | SHAREHOLDER | — |
| [Michael James Bologna](https://search.stillhousedata.com/person/675946) | MEMBER, CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | — |
| [Devin Weiss Holden](https://search.stillhousedata.com/person/675947) | CHIEF COMPLIANCE OFFICER | — |
| [Yoshitaka Nmn Oshiba](https://search.stillhousedata.com/person/675948) | MANAGEMENT COMMITTEE MEMBER | — |
| [SORENSEN SCOTT DAVID](https://search.stillhousedata.com/person/747711) | INVESTMENT COMMITTEE MEMBER | — |
| [GORDON CHRISTOPHER RILEY](https://search.stillhousedata.com/person/773692) | MANAGEMENT COMMITTEE MEMBER | — |
| [O'BRIEN RICHARD J](https://search.stillhousedata.com/person/797561) | MANAGEMENT COMMITTEE MEMBER | — |
| [EDWARDS RANDY SCOTT](https://search.stillhousedata.com/person/817580) | INVESTMENT COMMITTEE MEMBER | — |
| [WOOTEN RONALD JOHN](https://search.stillhousedata.com/person/821302) | MEMBER, MANAGEMENT COMMITTEE MEMBER; MEMBER, MANAGEMENT COMMITTEE MEMBER, INVESTMENT COMMITTEE MEMBER; MEMBER, MANAGING PARTNER, MANAGEMENT COMMITTEE MEMBER (+1 more) | — |
| [BRADLEY JOHN LAYTON](https://search.stillhousedata.com/person/821303) | MEMBER, CHIEF OPERATIONS OFFICER, MANAGEMENT COMMITTEE MEMBER; MEMBER, CHIEF OPERATIONS OFFICER, MANAGEMENT COMMITTEE MEMBER, INVESTMENT COMMITTEE MEMBER; MEMBER, FOUNDING PARTNER, MANAGEMENT COMMITTEE MEMBER | — |
| [ROBB WILLIAM OLIVER](https://search.stillhousedata.com/person/821304) | INVESTMENT COMMITTEE MEMBER; MEMBER, INVESTMENT COMMITTEE MEMBER | — |
| [TUNNICLIFFE JONATHAN EDWARD](https://search.stillhousedata.com/person/821305) | INVESTMENT COMMITTEE MEMBER; MEMBER; MEMBER, CHIEF INVESTMENT OFFICER (+4 more) | — |
| [GILLINGS DENNIS B](https://search.stillhousedata.com/person/821306) | MEMBER; SHAREHOLDER | — |
| [HESTER ROBERT WAYNE](https://search.stillhousedata.com/person/821307) | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT; CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT; CHIEF FINANCIAL OFFICER, VICE PRESIDENT (+2 more) | — |
| [BROWN ERNEST GERALD](https://search.stillhousedata.com/person/821308) | MANAGEMENT COMMITTEE MEMBER; MANAGEMENT COMMITTEE MEMBER, INVESTMENT COMMITTEE MEMBER | — |
| [KOGA HISAHARU](https://search.stillhousedata.com/person/821309) | MANAGEMENT COMMITTEE MEMBER | — |


## Private funds (13)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NOVAQUEST PHARMA OPPORTUNITIES FUND V, L.P. | Private Equity Fund | Cayman Islands | 19 | $603.4M | $25.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND V (DELAWARE), L.P. | Private Equity Fund | Delaware | 7 | $376.7M | $25.0M |
| NOVAQUEST ANIMAL HEALTH OPPORTUNITIES FUND (DELAWARE), L.P. | Private Equity Fund | Delaware | 2 | $140.8M | $5.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND IV, L.P. | Private Equity Fund | Cayman Islands | 37 | $125.7M | $25.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND VI, L.P. | Private Equity Fund | Cayman Islands | 3 | $73.9M | $10.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND IV AGGREGATOR, L.P. | Private Equity Fund | Cayman Islands | 3 | $72.9M | $25.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND IV (CO-INVEST), L.P. | Private Equity Fund | Cayman Islands | 2 | $53.2M | $25.0M |
| NQP AIV I, L.P. | Private Equity Fund | Cayman Islands | 7 | $50.9M | $25.0M |
| NOVAQUEST CO-INVESTMENT FUND VI, L.P. | Private Equity Fund | Delaware | 38 | $32.1M | $10.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND IV (PARALLEL), L.P. | Private Equity Fund | Cayman Islands | 2 | $13.8M | $25.0M |
| NOVAQUEST ANIMAL HEALTH OPPORTUNITIES FUND, L.P. | Private Equity Fund | Cayman Islands | 2 | $10.3M | $5.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND IV (CO-INVEST-A), L.P. | Private Equity Fund | Delaware | 3 | $8.3M | $25.0M |
| NOVAQUEST PHARMA OPPORTUNITIES FUND IV (CO-INVEST-A), L.P. | Private Equity Fund | Cayman Islands | 3 | $2.2M | $25.0M |


## Fund service providers (3)

- administrator: PINNACLE FUND SERVICES, LTD — 6 funds
- administrator: PINNACLE FUND SERVICES, LTD. — 5 funds
- administrator: PINNACLE FUND SERVICES — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160359/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160359/similar
- Related entities: https://search.stillhousedata.com/firm/160359/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160359

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.