# CAPGEN CAPITAL ADVISERS, LLC

CAPGEN CAPITAL ADVISERS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 160387
- Type: SEC-registered investment adviser
- SEC file number: 801-73576
- Location: 120 WEST 45TH STREET, SUITE 1010, NEW YORK, NY, 10036
- Phone: 212 542-6868
- Latest filing: 2018-03-27
- Regulatory AUM: $174.5M
- Discretionary AUM: $174.5M
- Clients: 7
- Accounts: 2

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [LUDWIG EUGENE ALLAN](https://search.stillhousedata.com/person/808293) | MANAGING PRINCIPAL, MANAGING MEMBER | — |
| [SULLIVAN MICHAEL P](https://search.stillhousedata.com/person/816004) | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| [ROSE JOHN WILSON](https://search.stillhousedata.com/person/828188) | PRINCIPAL, MEMBER | — |
| [GOLDSTEIN ROBERT BERNARD](https://search.stillhousedata.com/person/828189) | PRINCIPAL, MEMBER | — |
| [CAUGHEY JOHN RICHARD](https://search.stillhousedata.com/person/828190) | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT | — |
| [MERLINO ROBERT JOSEPH](https://search.stillhousedata.com/person/837050) | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | — |
| [ROGERS CHARLES KEVIN](https://search.stillhousedata.com/person/839309) | CHIEF FINANCIAL OFFICER AND SENIOR VICE PRESIDENT | — |


## Private funds (4)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CAPGEN CAPITAL GROUP VI LP | Private Equity Fund | — | 73 | $173.6M | $500K |
| CAPGEN FINANCIAL GROUP LP | Private Equity Fund | — | 73 | $927K | $500K |
| CAPGEN CAPITAL GROUP V LP | Private Equity Fund | — | 0 | — | $500K |
| CAPGEN CAPITAL GROUP III LP | Private Equity Fund | — | 0 | — | $500K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160387/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160387/similar
- Related entities: https://search.stillhousedata.com/firm/160387/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160387

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.