# WATERTON ASSOCIATES, LLC

WATERTON ASSOCIATES, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 160616
- Type: SEC-registered investment adviser
- SEC file number: 801-73727
- Location: 30 S. WACKER DRIVE, SUITE 3600, CHICAGO, IL, 60606
- Phone: 312-948-4500
- Latest filing: 2013-02-08
- Regulatory AUM: $71.7M
- Discretionary AUM: $71.7M
- Clients: 69
- Accounts: 1

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [SCHWARTZ JAMIE DIAMOND](https://search.stillhousedata.com/person/746756) | TRUSTEE | — |
| [DENYER DOUGLAS GEORGE](https://search.stillhousedata.com/person/759312) | CHIEF FINANCIAL OFFICER | — |
| [SCHWARTZ DAVID REUBEN](https://search.stillhousedata.com/person/833591) | MANAGER; TRUSTEE | — |
| [VILIM PETER MICHAEL](https://search.stillhousedata.com/person/833592) | MANAGER; TRUSTEE | — |
| [SWERDLOW MARC NMN](https://search.stillhousedata.com/person/833593) | PRESIDENT | — |
| [LOZINAK GREGORY JOHN](https://search.stillhousedata.com/person/833594) | CHIEF OPERATING OFFICER | — |
| [ANKIN ERIN HARRIS](https://search.stillhousedata.com/person/833595) | CHIEF COMPLIANCE OFFICER | — |
| [VILIM JOAN MOSTARDI](https://search.stillhousedata.com/person/833596) | TRUSTEE | — |
| [WALCZYK CRAIG GERARD](https://search.stillhousedata.com/person/835072) | CHIEF ACCOUNTING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160616/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160616/similar
- Related entities: https://search.stillhousedata.com/firm/160616/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160616

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.