# NORTHWESTERN MUTUAL CAPITAL, LLC

NORTHWESTERN MUTUAL CAPITAL, LLC of MILWAUKEE, WI is an SEC-registered investment adviser.

## Registration

- CRD: 160955
- Type: SEC-registered investment adviser
- SEC file number: 801-74003
- Location: 720 EAST WISCONSIN AVE., MILWAUKEE, WI, 53202-4703
- Phone: 414-665-7800
- Latest filing: 2013-07-11
- Regulatory AUM: $36.3B
- Discretionary AUM: $36.3B
- Clients: 33
- Accounts: 12

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [DOLL MARK GEORGE](https://search.stillhousedata.com/person/740076) | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED; DIRECTOR,  NORTHWESTERN MUTUAL CAPITAL, LLC; PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC (+2 more) | — |
| [POLINER GARY ALAN](https://search.stillhousedata.com/person/765643) | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED; DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC | — |
| [JOELSON RONALD PETER](https://search.stillhousedata.com/person/796322) | CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL LIMITED; CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL, LLC; PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC (+3 more) | — |
| [LUEKEN JEFFREY JAMES](https://search.stillhousedata.com/person/813578) | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED; DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC; PRESIDENT,  NORTHWESTERN MUTUAL CAPITAL, LLC | — |
| [LENTINI ELIZABETH JOYE](https://search.stillhousedata.com/person/830119) | CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC | — |
| [BERLINSKI ANDREW TODD](https://search.stillhousedata.com/person/830120) | DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP III, LLC; DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC; DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC (+1 more) | — |
| [HEWITT GARY MICHAEL](https://search.stillhousedata.com/person/830121) | TREASURER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC; TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC; TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC (+1 more) | — |
| [LOPEZ HEZRON TIMOTHY](https://search.stillhousedata.com/person/830122) | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED; DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC | — |
| [MOLLOY KAREN ANNE](https://search.stillhousedata.com/person/830123) | TREASURER; TREASURER, NORTHWESTERN MUTUAL CAPITAL LIMITED | — |


## Private funds (8)

Mix: Private Equity Fund 7 · Securitized Asset Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND I, L.P. | Private Equity Fund | — | 4 | $87.7M | $1.5M |
| NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND I, LP | Private Equity Fund | — | 5 | $87.0M | $1.5M |
| QUINTEN ROAD FUNDING LLC | Securitized Asset Fund | — | 3 | $75.1M | — |
| NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND II, LP | Private Equity Fund | — | 2 | $71.9M | $1.5M |
| NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND III, LP | Private Equity Fund | — | 2 | $60.9M | $1.5M |
| NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND III | Private Equity Fund | — | 2 | $40.4M | $1.5M |
| NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND II, LP | Private Equity Fund | — | 2 | $32.2M | $1.5M |
| QUINTEN ROAD FUND LLC | Private Equity Fund | — | 3 | $1.3M | — |


## Fund service providers (1)

- administrator: STATE STREET FUND SERVICES (U.S.) LLC — 6 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/160955/brochure
- Similar advisers: https://search.stillhousedata.com/firm/160955/similar
- Related entities: https://search.stillhousedata.com/firm/160955/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/160955

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.