# SBB RESEARCH GROUP LLC

SBB RESEARCH GROUP LLC of NORTHBROOK, IL is an SEC-registered investment adviser.

## Registration

- CRD: 161109
- Type: SEC-registered investment adviser
- SEC file number: 801-79560
- Location: 450 SKOKIE BLVD., NORTHBROOK, IL, 60062
- Phone: 847-656-1111
- Latest filing: 2026-08-05
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.2B
- Non-discretionary AUM: $29.6M
- Clients: 28
- Accounts: 11

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| MATTHEW Lawrence AVEN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | Northbrook, IL |
| SAMUEL BENJAMIN BARNETT | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | NORTHBROOK, IL |
| Walter M Kelly | CORPORATE COUNSEL AND CHIEF COMPLIANCE OFFICER | Northbrook, IL |
| Bradley Alan Greenstein | CHIEF FINANCIAL OFFICER | — |
| Sandeep Dilip Navalgund | DIRECTOR OF RESEARCH | — |
| Michael Stephen Chick | CHIEF COMPLIANCE OFFICER | — |
| BARNETT DAVID BENJAMIN | CEO/ MANAGING MEMBER; CHIEF EXECUTIVE OFFICER; SOLE MEMBER | — |
| KELLY STACEY M | CORPORATE COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| AVEN MATTHEW LAWRENCE | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | — |
| GREENSTEIN BRADLEY ALAN | CHIEF FINANCIAL OFFICER | — |
| NAVALGUND SANDEEP DILIP | DIRECTOR OF RESEARCH OF THE MANAGER OF THE ISSUER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-09-30 | regulatory | ON SEPTEMBER 30, 2019, THE SEC FILED A CIVIL LAWSUIT AGAINST SBB RESEARCH GROUP, SAMUEL BARNETT AND MATTHEW AVEN (COLLECTIVELY, "SBB") ALLEGING THAT THEIR PROPRIETARY VALUATION MODEL UTILIZED PRIOR TO 2016 ARTIFICIALLY INFLATED THE VALUE OF STRUCTURED NOTES HELD BY SBB'S FUNDS. AS A RESULT, THE SEC… | Pending | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161109/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161109/similar
- Related entities: https://search.stillhousedata.com/firm/161109/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161109

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.