# ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

ROSE SMART GROWTH INVESTMENT ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 161271
- Type: SEC-registered investment adviser
- SEC file number: 801-73867
- Location: 551 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY, 10176
- Phone: 917-542-3600
- Latest filing: 2026-03-26
- Regulatory AUM: $2.0B
- Discretionary AUM: $2.0B
- Clients: 50
- Accounts: 7

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| [Jonathan FP Rose](https://search.stillhousedata.com/person/78597) | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | New York, NY |
| [Carolyn Au](https://search.stillhousedata.com/person/705683) | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| [LOFTUS KEVIN PATRICK](https://search.stillhousedata.com/person/794749) | CHIEF FINANCIAL OFFICER | — |
| [ROSE JONATHAN FP](https://search.stillhousedata.com/person/829646) | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | — |
| [ROWDEN GWEN](https://search.stillhousedata.com/person/829647) | MANAGING DIRECTOR | — |
| [PLITHIDES VIRGINIA MARGARET](https://search.stillhousedata.com/person/829648) | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | — |
| [ARMAN MICHAEL JHETT](https://search.stillhousedata.com/person/829969) | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| [CHAUHAN SANJAY](https://search.stillhousedata.com/person/831730) | CHIEF FINANCIAL OFFICER | — |
| [DALY MICHAEL DENNIS](https://search.stillhousedata.com/person/839670) | CHIEF OPERATING OFFICER | — |
| [AU CAROLYN](https://search.stillhousedata.com/person/873560) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| [Jonathan F.P. Rose](https://search.stillhousedata.com/person/987873) | CHIEF EXECUTIVE OFFICER; SOLE MEMBER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ROSE AFFORDABLE HOUSING PRESERVATION FUND LLC | Real Estate Fund | Delaware | 2 | $3.6M | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161271/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161271/similar
- Related entities: https://search.stillhousedata.com/firm/161271/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161271

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.