# NEW SILK ROUTE

NEW SILK ROUTE of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 161339
- Type: SEC-registered investment adviser
- SEC file number: 801-74149
- Location: 250 WEST 55TH STREET, NEW YORK, NY, 10019-9710
- Phone: 212-710-5220
- Latest filing: 2026-08-10
- Regulatory AUM: $531.5M
- Discretionary AUM: $531.5M
- Clients: 5
- Accounts: 2

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Parag Saxena](https://search.stillhousedata.com/person/1842) | CHIEF EXECUTIVE OFFICER; DIRECTOR AND SHAREHOLDER; MANAGING MEMBER | New York, NY |
| [Margaret Ann Riley](https://search.stillhousedata.com/person/683413) | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| [RILEY MARGARET ANN](https://search.stillhousedata.com/person/742372) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER, NEW SILK ROUTE ADVISORS, L.P. AND RELYING ADVISORS (+1 more) | — |
| [GUPTA ACHAL KUMAR](https://search.stillhousedata.com/person/742462) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, NEW SILK ROUTE ADVISORS, L.P. AND RELYING ADVISORS; DIRECTOR, NSR MAURITIUS ADVISORS, LLC; MEMBER | — |
| [SAXENA PARAG](https://search.stillhousedata.com/person/761486) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, NEW SILK ROUTE ADVISORS, L.P.; DIRECTOR AND SHAREHOLDER (+3 more) | — |
| [LALLAH SUBHASH CHANDRA](https://search.stillhousedata.com/person/820277) | DIRECTOR, NSR MAURITIUS ADVISORS, LLC | — |
| [PANDOLE DARIUS DINSHAW](https://search.stillhousedata.com/person/820278) | DIRECTOR, NEW SILK ROUTE ADVISORS PRIVATE LIMITED | — |
| [SETT VIVEK](https://search.stillhousedata.com/person/820279) | DIRECTOR, NEW SILK ROUTE ADVISORS PRIVATE LIMITED | — |
| [SOOD ANIL](https://search.stillhousedata.com/person/820280) | DIRECTOR; MANAGER; MANAGING MEMBER (+1 more) | — |
| [DREEPAUL-HALKHOREE SHALINEE](https://search.stillhousedata.com/person/820281) | DIRECTOR, NSR MAURITIUS ADVISORS, LLC | — |
| [DEUSER JOHN AARON](https://search.stillhousedata.com/person/820282) | DIRECTOR | — |
| [GUPTA ANITA MATTOO](https://search.stillhousedata.com/person/820283) | MEMBER | — |
| [NALAVADI SHANTANU YESHWANT](https://search.stillhousedata.com/person/824021) | DIRECTOR, NEW SILK ROUTE ADVISORS PRIVATE LIMITED | — |
| [ORMAN GREGORY JOHN](https://search.stillhousedata.com/person/824022) | DIRECTOR | — |
| [HEIN RAYMOND MARIE MARC](https://search.stillhousedata.com/person/834550) | DIRECTOR, NSR MAURITIUS ADVISORS, LLC | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-07-17 | regulatory | THE SETTLEMENT ORDER, ENTERED BY THE SECURITIES AND EXCHANGE COMMISSION ON JULY 17, 2018 (THE "SETTLEMENT ORDER"), AROSE IN CONNECTION WITH THE DISTRIBUTION OF ANNUAL AUDITED FINANCIAL STATEMENTS RELATING TO TWO PRIVATE FUNDS (COLLECTIVELY, THE "NSR FUNDS") ADVISED BY NEW SILK ROUTE ADVISORS, L.P. (… | Final | $75K |
| 2016-12-14 | regulatory | THE SETTLEMENT ORDER, ENTERED BY THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 14, 2016 (THE "SETTLEMENT ORDER"), AROSE FROM INVESTMENTS MADE BY TWO PRIVATE FUNDS (COLLECTIVELY, THE "NSR FUNDS") ADVISED BY NEW SILK ROUTE ADVISORS, L.P. ("NSR") IN FOUR PORTFOLIO COMPANIES IN WHICH ANOTHER PRIVAT… | Final | $275K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161339/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161339/similar
- Related entities: https://search.stillhousedata.com/firm/161339/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161339

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.