# CITIC CLSA CAPITAL PARTNERS HK LIMITED

CITIC CLSA CAPITAL PARTNERS HK LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 161379
- Type: SEC exempt reporting adviser
- SEC file number: 802-75568
- Location: 18/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
- Phone: 85226008888
- Latest filing: 2026-03-26

## Officers, owners & control persons (85)

_Showing 25 of 85 people._

| Name | Role | Location |
| --- | --- | --- |
| [Carol Lee Park](https://search.stillhousedata.com/person/2156) | DIRECTOR | Hong Kong, K3 |
| [Min Sun](https://search.stillhousedata.com/person/52372) | DIRECTOR | Pittsburgh, PA |
| [Peter Jae Sun Min](https://search.stillhousedata.com/person/125547) | DIRECTOR | Grand Cayman, E9 |
| [Baifeng Hu](https://search.stillhousedata.com/person/125548) | COUNTRY HEAD - JAPAN, MANAGEMENT COMMITTEE MEMBER; HEAD OF CAPITAL PARTNERS | Grand Cayman, E9 |
| [Gregory Park](https://search.stillhousedata.com/person/267873) | DIRECTOR | KAHALUI, HI |
| [Chia Huan Lee](https://search.stillhousedata.com/person/688427) | DIRECTOR | — |
| [Megumi Kiyozuka](https://search.stillhousedata.com/person/688428) | DIRECTOR | — |
| [Eric Chung Keat Tan](https://search.stillhousedata.com/person/688429) | DIRECTOR | — |
| [Vaibhav Totla](https://search.stillhousedata.com/person/688430) | DIRECTOR | — |
| [Shu Feng](https://search.stillhousedata.com/person/688431) | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | — |
| [Wei Jia](https://search.stillhousedata.com/person/688432) | DIRECTOR, CREDIT BUSINESS AND HEAD OF HEALTHCARE INVESTMENT DIVISION, CLSA ASIA GROWTH FUND | — |
| [Ying Yeung Hung](https://search.stillhousedata.com/person/688433) | MD - HEAD OF TRANSACTION MANAGEMENT | — |
| [Yiu Wa Cheng](https://search.stillhousedata.com/person/688434) | DIRECTOR | — |
| [Geok Lan Tay](https://search.stillhousedata.com/person/688435) | DIRECTOR | — |
| [Fooi Hin Lim](https://search.stillhousedata.com/person/688436) | DIRECTOR | — |
| [Mo Yin Cheung](https://search.stillhousedata.com/person/688437) | HEAD OF COMPLIANCE | — |
| [Cheuk Fan Marco Chung](https://search.stillhousedata.com/person/688438) | HEAD OF LEGAL | — |
| [Kin Ki Chiu](https://search.stillhousedata.com/person/688439) | OPERATIONS DIRECTOR | — |
| [Yiu Lun Cheung](https://search.stillhousedata.com/person/688440) | HEAD OF FINANCE | Grand Cayman, E9 |
| [KENNEDY THOMAS JOSEPH](https://search.stillhousedata.com/person/732027) | DIRECTOR | — |
| [SEAVER CHRISTOPHER](https://search.stillhousedata.com/person/774250) | CHIEF EXECUTIVE OFFICER | — |
| [REYNOLDS ANDREW SHAWN](https://search.stillhousedata.com/person/774251) | DIRECTOR | — |
| [LONG ANDREW ROSS](https://search.stillhousedata.com/person/774252) | DIRECTOR | — |
| [FOGARTY JOHN J](https://search.stillhousedata.com/person/774253) | CHIEF COMPLIANCE OFFICER | — |
| [WILBERT RANDALL](https://search.stillhousedata.com/person/774255) | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-04-30 | regulatory | CSRC FOUND THAT CITIC SECURITIES COMPANY LIMITED ("CITICS") PROVIDED SECURITIES LENDING SERVICES TO ITS CLIENTS IN VIOLATION OF THE RESTRICTIVE REGULATIONS ON THE TRANSFER OF SHARES. | Final | $3.5M |
| 2024-04-30 | regulatory | CSRC FOUND THAT CITIC SECURITIES CAPITAL MANAGEMENT CO., LTD PROVIDED LEVERAGED SUPPORT FOR SHARE TRANSFERS IN VIOLATION OF RESTRICTIVE PROVISIONS. | Final | $6.5M |
| 2023-02-06 | regulatory | DURING AN AML INSPECTION, THE PBOC ISSUED AN ADMINISTRATIVE PENALTY TO CITIC SECURITIES COMPANY LIMITED. THE PBOC DETERMINED THAT THE FIRM: 1.FAILED TO CONDUCT CONTINUOUS OR ENHANCED CUSTOMER DUE DILIGENCE TO CERTAIN CLIENTS AS REQUIRED. 2.FAILED TO FULLY COMPLY WITH THE REQUIREMENTS ON KEEPING OF R… | Final | $1.9M |
| 2020-04-10 | regulatory | (1) ZIZHUYUAN BRANCH'S DEFICIENCIES IN KNOWING YOUR CUSTOMER; (2) ZIZHUYUAN BRANCH'S FAILURE OF FILING A BRANCH'S PRINCIPAL INFO WITH CSRC BEIJING OFFICE; (3) ZIZHUYUAN BRANCH'S INADEQUACIES IN INTERNAL CONTROL FOR BEING UNABLE TO PROVIDE REGISTRATION RECORDS AND CHANGE OF COMPUTER EQUIPMENT AND MAC… | Final | — |


## Private funds (11)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PACIFIC TRANSPORTATION ASIA LLC | Private Equity Fund | Delaware | 4 | $184.6M | $5.0M |
| SUNRISE CAPITAL IV, L.P. | Private Equity Fund | Cayman Islands | 21 | $162.3M | $1.0M |
| SUNRISE CAPITAL IV (NON-US) L.P. | Private Equity Fund | Cayman Islands | 9 | $65.1M | $1.0M |
| SUNRISE CAPITAL V L.P. | Private Equity Fund | Cayman Islands | 35 | $25.0M | $500K |
| SUNRISE CAPITAL V (NON-US) L.P. | Private Equity Fund | Cayman Islands | 12 | $13.5M | $1.0M |
| SUNRISE CAPITAL II LP | Private Equity Fund | Cayman Islands | 4 | $9.6M | $10.0M |
| ARIA INVESTMENT PARTNERS V, L.P. | Private Equity Fund | Cayman Islands | 3 | $5.2M | $10.0M |
| SUNRISE CAPITAL III L.P. | Private Equity Fund | Cayman Islands | 26 | $5.0M | $1.0M |
| ARIA INVESTMENT PARTNERS IV, L.P. | Private Equity Fund | Cayman Islands | 2 | $281K | $10.0M |
| CLEAN RESOURCES ASIA GROWTH FUND FEEDER L.P. | Private Equity Fund | Cayman Islands | 1 | $109K | $5.0M |
| CLEAN RESOURCES ASIA GROWTH FUND L.P. | Private Equity Fund | Cayman Islands | 5 | — | $5.0M |


## Fund service providers (2)

- administrator: STATE STREET FUND SERVICES (HONG KONG) LIMITED — 9 funds
- administrator: STATE STREET SERVICES (HONG KONG) LTD

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161379/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161379/similar
- Related entities: https://search.stillhousedata.com/firm/161379/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161379

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.