# THE ELECTRUM GROUP LLC

THE ELECTRUM GROUP LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 161407
- Type: SEC-registered investment adviser
- SEC file number: 801-77395
- Location: 600 FIFTH AVE., 24TH FLOOR, NEW YORK, NY, 10020
- Phone: 646-365-1600
- Latest filing: 2026-03-30
- Regulatory AUM: $2.5B
- Discretionary AUM: $2.5B
- Clients: 14
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Scott Kaplan | CHAIRMAN, CHAIRMAN  OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | — |
| Andrew Mark Shapiro | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Michael Halbert Williams | SENIOR MANAGING DIRECTOR | — |
| Ali Reza Erfan | DIRECTOR AND VICE CHAIRMAN | — |
| SHAPIRO DANIEL MARK | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| FINK JOSHUA AARON | DIRECTOR; DIRECTOR AND CO-VICE-CHAIRMAN; DIRECTOR AND VICE-CHAIRMAN | — |
| VINCENT ERIC NELSON | DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| WALLACE ROBERT DAVID | DIRECTOR/CHIEF OPERATING OFFICER | — |
| KAPLAN ROBERT SCOTT | CHAIRMAN, CHAIRMAN  OF THE BOARD AND DIRECTOR; CHAIRMAN, CHAIRMAN  OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND DIRECTOR; CHAIRMAN, CHAIRMAN  OF THE BOARD, CHIEF EXECUTIVE OFFICER AND MEMBER (+2 more) | — |
| DRACHMAN STEVEN SLOCUM | CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS MICHAEL HALBERT | DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| NEWMAN ROBERT MORTON | DIRECTOR | — |
| LEVENTAL IGOR | DIRECTOR; PRESIDENT | — |
| RECANATI KAPLAN DAPHNE MATILDE | MEMBER | — |
| NATBONY WILLIAM | MANAGER; TRUSTEE | — |
| MASTROBUONI THOMAS ALEXANDER | SENIOR VICE PRESIDENT FINANCE | — |
| ROWLAND EMILY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | — |
| NATBONY WILLIAM NMN | TRUSTEE | — |
| LEVENTAL IGOR NMN | PRESIDENT | — |
| ERFAN ALI REZA | DIRECTOR AND CO-VICE CHAIRMAN; DIRECTOR AND VICE CHAIRMAN | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161407/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161407/similar
- Related entities: https://search.stillhousedata.com/firm/161407/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161407

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.