# GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

GLOBAL ALPHA CAPITAL MANAGEMENT LTD. of MONTREAL, QC is an SEC-registered investment adviser.

## Registration

- CRD: 161512
- Type: SEC-registered investment adviser
- SEC file number: 801-75679
- Location: 1800 MCGILL COLLEGE AVENUE, SUITE 1300, MONTREAL, QC, H3A 3J6
- Phone: 514-287-0110
- Latest filing: 2026-06-26
- Regulatory AUM: $6.3B
- Discretionary AUM: $6.3B
- Non-discretionary AUM: $6.4M
- Clients: 24
- Accounts: 139

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| John Warren Stoddart | DIRECTOR, VICE PRESIDENT; SHAREHOLDER | Toronto, A6 |
| Patrick David Robitaille | CORPORATE SECRETARY | — |
| Robert Beauregard | DIRECTOR, PRESIDENT, UDP | Montreal, A8 |
| Eric Roman Hasenauer | SN. VICE PRESIDENT, CO-HEAD | — |
| Gary J Simonette | VICE PRESIDENT | — |
| Stephen Edward Reynolds | VICE PRESIDENT | — |
| Timothy Michael Marzec | VICE PRESIDENT | — |
| John Wyatt Ricketts | SN. VICE PRESIDENT, CO-HEAD | — |
| Michael John Walsh | DIRECTOR | — |
| David Savignac | VICE PRESIDENT | Montreal, A8 |
| Qing Ji | DIRECTOR | — |
| Sabrina Lacroix | CHIEF COMPLIANCE OFFICER | Montreal, A8 |
| BRENNAN PATRICK | VICE PRESIDENT | — |
| STODDART JOHN WARREN | DIRECTOR, VICE PRESIDENT | — |
| FREUND MICHAEL WALTER | DIRECTOR | — |
| ROBITAILLE PATRICK DAVID | CORPORATE SECRETARY | — |
| REYNOLDS THOMAS EDWARD | VICE PRESIDENT | — |
| WALSH GRAHAM JOHN | DIRECTOR | — |
| BEAUREGARD ROBERT | DIRECTOR, PRESIDENT & UDP; DIRECTOR, PRESIDENT, UDP; DIRECTOR, PRESIDENT, UDP & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SAVIGNAC DAVID | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| HASENAUER ERIC ROMAN | SN. VICE PRESIDENT, CO-HEAD; VICE PRESIDENT | — |
| SIMONETTE GARY J | VICE PRESIDENT | — |
| Marzec Timothy Michael | VICE PRESIDENT | — |
| Tran Lam Janine | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| RICKETTS JOHN WYATT | SN. VICE PRESIDENT, CO-HEAD | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-06-30 | regulatory | GLOBAL ALPHA CAPITAL MANAGEMENT LTD. FAILED TO COMPLETE ALL THE STEPS REQUIRED FOR SECURITIES DISCLOSURE WITH THE AUSTRIAN FINANCIAL MARKET AUTHORITY (FMA) IN JANUARY 2023. THE REPORTING WAS DUE ON JANUARY 26, 2023. GLOBAL ALPHA CAPITAL MANAGEMENT LTD. FILED THE SECURITIES DISCLOSURE POSITION TO THE… | Pending | — |
| 2025-06-30 | regulatory | GLOBAL ALPHA CAPITAL MANAGEMENT LTD. FAILED TO COMPLETE ALL THE STEPS REQUIRED FOR SECURITIES DISCLOSURE WITH THE AUSTRIAN FINANCIAL MARKET AUTHORITY (FMA) IN JANUARY 2023. THE REPORTING WAS DUE ON JANUARY 26, 2023. GLOBAL ALPHA CAPITAL MANAGEMENT LTD. FILED THE SECURITIES DISCLOSURE POSITION TO THE… | Final | $120K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161512/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161512/similar
- Related entities: https://search.stillhousedata.com/firm/161512/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161512

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.