# FALCON INVESTMENT ADVISORS, LLC

FALCON INVESTMENT ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 161548
- Type: SEC-registered investment adviser
- SEC file number: 801-73626
- Location: 116 HUNTINGTON AVENUE, SUITE 501, BOSTON, MA, 02116
- Phone: (617) 412-2700
- Latest filing: 2026-03-30
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.3B
- Clients: 33
- Accounts: 14

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [Sandeep Driner Alva](https://search.stillhousedata.com/person/716657) | MANAGER; MANAGING PARTNER; MEMBER, MANAGER (+1 more) | — |
| [Sven-Ulrich Kurt Grasshoff](https://search.stillhousedata.com/person/716658) | MANAGING PARTNER; MEMBER, MANAGER | — |
| [Matthew E Prout](https://search.stillhousedata.com/person/716659) | MANAGING PARTNER; MEMBER, MANAGER | — |
| [Jason Daniel Ash](https://search.stillhousedata.com/person/716660) | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| [John Stephan Schnabel](https://search.stillhousedata.com/person/716661) | MANAGER; MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; MEMBER, MANAGER | — |
| [KENNEDY THOMAS JOSEPH](https://search.stillhousedata.com/person/732027) | CHIEF OPERATIONS OFFICER; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER, CCO (+1 more) | — |
| [SCHNABEL JOHN STEPHAN](https://search.stillhousedata.com/person/744603) | MANAGING PARTNER; MEMBER | — |
| [GUTMAN STEVEN](https://search.stillhousedata.com/person/752060) | DIRECTOR | — |
| [SCHWARTZ GERALD WILFRED](https://search.stillhousedata.com/person/811639) | SHAREHOLDER | — |
| [FLEMING BLAIR](https://search.stillhousedata.com/person/816480) | MANAGING DIRECTOR AND CO-BUSINESS HEAD | — |
| [ALVA SANDEEP DRINER](https://search.stillhousedata.com/person/828274) | BUSINESS HEAD; CO-HEAD; DIRECTOR AND HEAD OF ONEX FALCON (+6 more) | — |
| [FOGEL RAFAEL AARON](https://search.stillhousedata.com/person/828275) | MEMBER | — |
| [HURLEY MATTHEW JOSEPH](https://search.stillhousedata.com/person/828276) | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER; MEMBER; PARTNER, CFO | — |
| [ROGOFF ERIC YALE](https://search.stillhousedata.com/person/828277) | MEMBER; PARTNER | — |
| [GRASSHOFF SVEWVIRICH KURT](https://search.stillhousedata.com/person/831731) | MEMBER; PARTNER; VICE PRESIDENT | — |
| [Alva Nicholas Vaughn](https://search.stillhousedata.com/person/841580) | MEMBER WITH RIGHT TO RECEIVE CAPITAL UPON DISSOLUTION | — |
| [Alva Harrison Rohan](https://search.stillhousedata.com/person/841581) | MEMBER WITH RIGHT TO RECEIVE CAPITAL UPON DISSOLUTION | — |
| [Alva Maxwell Kiran](https://search.stillhousedata.com/person/841582) | MEMBER WITH RIGHT TO RECEIVE CAPITAL UPON DISSOLUTION | — |
| [NEW JASON GRIFFEN](https://search.stillhousedata.com/person/858238) | DIRECTOR | — |
| [PROUT MATTHEW E](https://search.stillhousedata.com/person/861213) | MEMBER; PARTNER; VICE PRESIDENT | — |
| [GUTMAN STEVEN FLOYD](https://search.stillhousedata.com/person/863134) | DIRECTOR | — |
| [DEMPSEY AMY TARA](https://search.stillhousedata.com/person/865737) | CHIEF COMPLIANCE OFFICER | — |
| [ASH JASON DANIEL](https://search.stillhousedata.com/person/866765) | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| [JABER RONNIE HASAN](https://search.stillhousedata.com/person/874124) | CO-HEAD | — |
| [DROZD ZACHARY STEPHEN](https://search.stillhousedata.com/person/875050) | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL; DIRECTOR, CCO AND DEPUTY GENERAL COUNSEL | — |


## Private funds (8)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| FALCON PRIVATE CREDIT OPPORTUNITIES VI, LP | Private Equity Fund | Delaware | 69 | $1.0B | $5.0M |
| FALCON STRATEGIC PARTNERS V, LP | Private Equity Fund | Delaware | 79 | $459.0M | $5.0M |
| FALCON STRUCTURED EQUITY PARTNERS, LP | Private Equity Fund | Delaware | 37 | $255.7M | $5.0M |
| FALCON STRATEGIC PARTNERS IV, LP | Private Equity Fund | Delaware | 71 | $234.5M | $5.0M |
| FALCON PRIVATE CREDIT OPPORTUNITIES VII (LUXEMBOURG), SCSP | Private Equity Fund | Luxembourg | 18 | $112.8M | $5.0M |
| FALCON STRATEGIC PARTNERS III, LP | Private Equity Fund | Delaware | 37 | $83.7M | $5.0M |
| FALCON PRIVATE CREDIT OPPORTUNITIES VII, LP | Private Equity Fund | Delaware | 16 | $64.6M | $5.0M |
| FPCO VII INVESTOR SPV I, LP | Private Equity Fund | Cayman Islands | 1 | $7.6M | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 7 | 212-300-0218 |
| NEW YORK | NY | 7 | 212-300-0218 |


## Fund service providers (2)

- administrator: GEN II FUND SERVICES, LLC — 7 funds
- administrator: GEN II LUXEMBOURG SERVICES S.A.R.L. — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161548/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161548/similar
- Related entities: https://search.stillhousedata.com/firm/161548/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161548

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.