# ROOSEVELT MANAGEMENT COMPANY LLC

ROOSEVELT MANAGEMENT COMPANY LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 161605
- Type: SEC-registered investment adviser
- SEC file number: 801-73754
- Location: 1540 BROADWAY, SUITE 1500, NEW YORK, NY, 10036
- Phone: 212-938-4800
- Latest filing: 2026-06-02
- Regulatory AUM: $52.4M
- Discretionary AUM: $52.4M
- Clients: 30
- Accounts: 2

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles

## Officers, owners & control persons (43)

_Showing 25 of 43 people._

| Name | Role | Location |
| --- | --- | --- |
| [Andrew Paul Rickert](https://search.stillhousedata.com/person/680184) | CHIEF FINANCIAL OFFICER/CHIEF RISK OFFICER/TREASURER; CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | — |
| [Jonathan S Grebinar](https://search.stillhousedata.com/person/680185) | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| [Jesse K Bray](https://search.stillhousedata.com/person/680186) | CEO OF PARENT; EMPLOYEE OF SOLE MEMBER; MANAGER | — |
| [Kurt G Johnson](https://search.stillhousedata.com/person/680187) | CFO OF PARENT; EMPLOYEE OF SOLE MEMBER; MANAGER | — |
| [Ranjit R Bhattacharjee](https://search.stillhousedata.com/person/698035) | CIO OF PARENT | — |
| [Gabriel Justin Riopel](https://search.stillhousedata.com/person/706675) | CHIEF INVESTMENT OFFICER | — |
| [KUSHNER SHARI LYN](https://search.stillhousedata.com/person/736199) | CCO, MANAGING DIRECTOR-LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ENTERPRISE CHIEF LEGAL OFFICER (+1 more) | — |
| [TOLL JEFFREY BRIAN](https://search.stillhousedata.com/person/736200) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/MANAGER; MANAGER (+1 more) | — |
| [SMITH MICHAEL L](https://search.stillhousedata.com/person/737078) | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| [SMITH DAVID LYNN](https://search.stillhousedata.com/person/744823) | ACTING CHIEF COMPLIANCE OFFICER | — |
| [GORDON JOYCE E](https://search.stillhousedata.com/person/765111) | MANAGER | — |
| [BODE CLIVE DENIS](https://search.stillhousedata.com/person/787184) | MEMBER | — |
| [WAXMAN ALAN SAMUEL](https://search.stillhousedata.com/person/794281) | MEMBER | — |
| [STIEPLEMAN DAVID ERIC](https://search.stillhousedata.com/person/794282) | MANAGER | — |
| [MANSON KAREN CHRISTINE](https://search.stillhousedata.com/person/810747) | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | — |
| [XIE JEFFREY YIQUN](https://search.stillhousedata.com/person/815006) | CHIEF FINANCIAL OFFICER | — |
| [SCHNEIDER JAMES FRANCIS](https://search.stillhousedata.com/person/815007) | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| [BARKEY PETER JOSEPH](https://search.stillhousedata.com/person/815008) | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| [OHANLON MICHAEL JOHN](https://search.stillhousedata.com/person/815009) | MANAGER; MEMBER | — |
| [MUSCOLINO ANTHONY MICHAEL](https://search.stillhousedata.com/person/815010) | MANAGER | — |
| [PLUSS STEVEN SAM](https://search.stillhousedata.com/person/815011) | MANAGER | — |
| [EDGELL ANDREW](https://search.stillhousedata.com/person/815012) | MANAGER | — |
| [Abbas Hussain](https://search.stillhousedata.com/person/816936) | ALTERNATE MANAGER; MANAGER | — |
| [FRASER DOD PETTIBONE](https://search.stillhousedata.com/person/825717) | MANAGER | — |
| [POLLOCK LLOYD ANDREW](https://search.stillhousedata.com/person/834581) | MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/161605/brochure
- Similar advisers: https://search.stillhousedata.com/firm/161605/similar
- Related entities: https://search.stillhousedata.com/firm/161605/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/161605

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.