# NINE MASTS CAPITAL LIMITED

NINE MASTS CAPITAL LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 162024
- Type: SEC exempt reporting adviser
- SEC file number: 802-75667
- Location: LEVEL 20, ONE IFC, NO. 1 HARBOUR VIEW STREET, HONG KONG, HONG KONG
- Phone: 852 2105 5800
- Latest filing: 2026-03-19

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Bing Wang | DIRECTOR AND CHIEF INVESTMENT OFFICER; SHAREHOLDER | Central, K3 |
| Ron Armin Schachter | PORTFOLIO MANAGEMENT | — |
| Irene Erika Backenhorn | CHIEF COMPLIANCE OFFICER | — |
| Trevor Kiaran Ka-Chi Li | CHIEF FINANCIAL OFFICER | — |
| Paras Brent Barnett | TRUSTEE OF THE ROSSA TRUST | — |
| DAVIS CATHERINE ELIZABETH | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| SCHACHTER RON ARMIN | PORTFOLIO MANAGEMENT | — |
| Backenhorn Irene Erika Irina | CHIEF COMPLIANCE OFFICER | — |
| WANG BING | DIRECTOR AND CHIEF INVESTMENT OFFICER; SHAREHOLDER | — |
| DAVIS ELAINE | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| SCHACHTER RON A | PORTFOLIO MANAGEMENT; PORTFOLIO MANAGER | — |
| TU JAMES XINJUN | PORTFOLIO MANAGEMENT; SENIOR PORTFOLIO MANAGER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-04-29 | regulatory | LATE TO DELIVER SHORT SALE OF 1 LISTED EQUITY BY 1 DAY | Final | $41K |
| 2019-04-18 | regulatory | FAILURE TO DELIVER SHORT SALE OF 1 LISTED EQUITY | Final | $153K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/162024/brochure
- Similar advisers: https://search.stillhousedata.com/firm/162024/similar
- Related entities: https://search.stillhousedata.com/firm/162024/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/162024

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