# REGAL FUNDS MANAGEMENT PTY LTD

REGAL FUNDS MANAGEMENT PTY LTD of SYDNEY is an SEC exempt reporting adviser.

## Registration

- CRD: 162211
- Type: SEC exempt reporting adviser
- SEC file number: 802-75255
- Location: LEVEL 46, GATEWAY, 1 MACQUARIE PLACE, SYDNEY, 2000
- Phone: +61281974333
- Latest filing: 2026-03-31

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| [Ian Cameron](https://search.stillhousedata.com/person/376931) | DIRECTOR | Jackson, WY |
| [Ian Mark Gibson](https://search.stillhousedata.com/person/673498) | DIRECTOR | — |
| [Brendan John O'Connor](https://search.stillhousedata.com/person/673499) | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [Kathleen Liu](https://search.stillhousedata.com/person/677590) | GENERAL COUNSEL AND COMPANY SECRETARY | — |
| [Ian James Cameron](https://search.stillhousedata.com/person/677591) | DIRECTOR | — |
| [Faiz Nmn Farrukh](https://search.stillhousedata.com/person/677592) | CHIEF COMPLIANCE OFFICER | — |
| [Robert Malcolm Saunders](https://search.stillhousedata.com/person/677593) | DIRECTOR | — |
| [Rebecca Kate Fesq](https://search.stillhousedata.com/person/685458) | DIRECTOR | — |
| [Kenny Ho](https://search.stillhousedata.com/person/695022) | CHIEF FINANCIAL OFFICER & COMPANY SECRETARY | — |
| [Susan Blanche](https://search.stillhousedata.com/person/695023) | CHIEF COMPLIANCE OFFICER | — |
| [LANDMAN ANDREW RAYMOND](https://search.stillhousedata.com/person/755131) | DIRECTOR - REGAL FUNDS MANAGEMENT | — |
| [CHAN CHUAK HOAN](https://search.stillhousedata.com/person/756139) | DIRECTOR - REGAL FUNDS MANAGEMENT ASIA PTE LIMITED; DIRECTOR - REGAL FUNDS MANAGEMENT PTY LIMITED | — |
| [O'CONNOR NEIL JOHN](https://search.stillhousedata.com/person/763126) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| [LEES DAVID](https://search.stillhousedata.com/person/828581) | DIRECTOR - REGAL FUNDS MANAGEMENT PTY LIMITED | — |
| [CAMERON IAN](https://search.stillhousedata.com/person/853671) | DIRECTOR | — |
| [Collins Brian Matthew](https://search.stillhousedata.com/person/855396) | DIRECTOR - REGAL FUNDS MANAGEMENT | — |
| [King John Andrew](https://search.stillhousedata.com/person/869173) | DIRECTOR - AUGUST INVESTMENT MANAGEMENT LIMITED; DIRECTOR - REGAL FUNDS MANAGEMENT; MEMBER (+3 more) | — |
| [LIU KATHLEEN](https://search.stillhousedata.com/person/873660) | GENERAL COUNSEL AND COMPANY SECRETARY | — |
| [GIBSON IAN MARK](https://search.stillhousedata.com/person/873661) | DIRECTOR | — |
| [KING PHILIP](https://search.stillhousedata.com/person/873663) | CHIEF INVESTMENT OFFICER / DIRECTOR; CHIEF INVESTMENT OFFICER / DIRECTOR REGAL FUNDS MANAGEMENT PTY LIMITED; SHAREHOLDER | — |
| [KING PAMELA DIANE](https://search.stillhousedata.com/person/873664) | MEMBER | — |
| [GORE DAVID ANTON](https://search.stillhousedata.com/person/873665) | MEMBER | — |
| [LAUGHLIN GREGORY WILLIAM](https://search.stillhousedata.com/person/873900) | DIRECTOR AND CHIEF EXECUTIVE OFFICER - REGAL FUNDS MANAGEMENT ASIA PTE LIMITED; DIRECTOR - REGAL FUNDS MANAGEMENT ASIA PTE LIMITED | — |
| [BALDWIN STEPHEN](https://search.stillhousedata.com/person/886842) | CHIEF OPERATING OFFICER / DIRECTOR OF REGAL FUNDS MANAGEMENT ASIA PTE LTD | — |
| [BLANCHE SUSAN](https://search.stillhousedata.com/person/886843) | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; DIRECTOR - REGAL FUNDS MANAGEMENT ASIA PTE LIMITED (+3 more) | — |


## Disclosures (21)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-10-14 | criminal | THE INDICTMENT RELATES TO ALLEGED VIOLATIONS OF THE FINANCIAL INVESTMENT AND CAPITAL MARKETS ACT IN CONNECTION WITH CERTAIN HEDGING TRADES EXECUTED BY A FORMER REGAL FUNDS MANAGEMENT PTY LIMITED EMPLOYEE ON 18 OCTOBER 2019 INVOLVING AN ISSUER LISTED ON THE KOREA EXCHANGE. | Pending | — |
| 2024-03-27 | civil | REGAL FUNDS MANAGEMENT PTY LIMITED FILED AN APPEAL/COMPLAINT AGAINST THE ADMINISTRATIVE FINES IMPOSED BY THE FINANCIAL SERVICES COMMISSION (FSC) (SOUTH KOREA) IN CONNECTION WITH ALLEGED BREACHES OF THE SOUTH KOREAN SECURITIES LEGISLATION (INCLUDING THE FINANCIAL INVESTMENT AND CAPITAL MARKET ACT AND… | Pending | — |
| 2024-03-25 | civil | REGAL FUNDS MANAGEMENT PTY LIMITED FILED AN APPEAL AGAINST THE ADMINISTRATIVE PENALTIES IMPOSED BY THE FINANCIAL SERVICES COMMISSION (SOUTH KOREA) IN CONNECTION WITH ALLEGED BREACHES OF THE SOUTH KOREAN SECURITIES LEGISLATION (INCLUDING THE FINANCIAL INVESTMENT AND CAPITAL MARKET ACT AND RELATED REG… | Final | — |
| 2023-12-26 | regulatory | THE FINANCIAL SERVICES COMMISSION (SOUTH KOREA) HAS PROVIDED NOTICE OF THE IMPOSITION OF ADMINISTRATIVE FINES AND PENALTIES OF KRW 313,200,000 (APPROX. USD$234,000) FOR ALLEGED BREACHES OF THE SOUTH KOREAN SECURITIES LEGISLATION (INCLUDING THE FINANCIAL INVESTMENT AND CAPITAL MARKET ACT AND RELATED… | Final | $234K |
| 2023-12-26 | regulatory | THE SECURITIES AND FUTURES COMMISSION HAS PROVIDED NOTICE OF THE IMPOSITION OF ADMINISTRATIVE FINES AND PENALTIES OF KRW 313,200,000 (APPROX. USD$234,000) FOR ALLEGED BREACHES OF THE SOUTH KOREAN SECURITIES LEGISLATION (INCLUDING THE FINANCIAL INVESTMENT AND CAPITAL MARKETS ACT AND RELATED REGULATIO… | On Appeal | $234K |
| 2023-12-26 | regulatory | THE FINANCIAL SERVICES COMMISSION (SOUTH KOREA) HAS PROVIDED NOTICE OF THE IMPOSITION OF ADMINISTRATIVE FINES AND PENALTIES OF KRW 313,200,000 (APPROX. USD$234,000) FOR ALLEGED BREACHES OF THE SOUTH KOREAN SECURITIES LEGISLATION (INCLUDING THE FINANCIAL INVESTMENT AND CAPITAL MARKETS ACT AND RELATED… | On Appeal | $234K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| VGI PARTNERS OFFSHORE MASTER FUND | Hedge Fund | Cayman Islands | 8 | $21.7M | $1.0M |


## Fund service providers (1)

- administrator: CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/162211/brochure
- Similar advisers: https://search.stillhousedata.com/firm/162211/similar
- Related entities: https://search.stillhousedata.com/firm/162211/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/162211

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.