# NEUBERGER BERMAN EUROPE LIMITED

NEUBERGER BERMAN EUROPE LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 162267
- Type: SEC-registered investment adviser
- SEC file number: 801-78140
- Location: THE ZIG ZAG BUILDING, 70 VICTORIA STREET, LONDON, SW1E 6SQ
- Phone: +44 203-214-9000
- Latest filing: 2026-05-06
- Regulatory AUM: $98.0B
- Discretionary AUM: $97.9B
- Non-discretionary AUM: $76.7M
- Clients: 312
- Accounts: 241

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Duncan Anderson James | DIRECTOR; DIRECTOR, CHIEF OPERATIONS OFFICER | Tampa, FL |
| Heather Phyl Zuckerman | DIRECTOR | — |
| Michelle Simone Green | DIRECTOR, CHIEF LEGAL OFFICER | — |
| Matthew Holian Malloy | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Philipp Horst Joachim Patschkowski | DIRECTOR | — |
| Rob Johan Drijkoningen | DIRECTOR | — |
| Simon Timothy Osborne | CHIEF COMPLIANCE OFFICER | — |
| Jason Christopher Davenant Henchman | DIRECTOR | — |
| VAN SETTEN LODEWIJK DIRK | CEO, DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| AMATO JOSEPH VINCENT | DIRECTOR | — |
| TUTRONE ANTHONY DAVID | DIRECTOR | — |
| STYMAN NICK | CHIEF COMPLIANCE OFFICER | — |
| ZUCKERMAN HEATHER P | DIRECTOR | — |
| RICHARDS NICOLA JANE | SENIOR VICE PRESIDENT, HEAD OF COMPLIANCE | — |
| CRUISE DAVID ANTHONY | SENIOR VICE PRESIDENT, HEAD OF FINANCE | — |
| HASHMI MEEKAL | SENIOR VICE PRESIDENT, GENERAL COUNSEL; SENIOR VICE PRESIDENT, GENERAL COUNSEL, DIRECTOR | — |
| HOAR NICHOLAS JOHN FRANCIS | DIRECTOR | — |
| LUC HUNG VAY | SENIOR VICE PRESIDENT, HEAD OF COMPLIANCE | — |
| GREEN MICHELLE SIMONE | DIRECTOR, CHIEF LEGAL OFFICER | — |
| GREEN MICHELE | DIRECTOR, CHIEF LEGAL OFFICER; DIRECTOR, GENERAL COUNSEL | — |
| HARVEY JAMES CHARLES FRAZER | DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| STYMAN NICK VINCENT | CHIEF COMPLIANCE OFFICER | — |
| MALLOY MATTHEW HOLIAN | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Patschkowski Philipp Horst Joachim | DIRECTOR | — |
| DRIJKONINGEN ROB JOHAN | DIRECTOR | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |


## Private funds (7)

Mix: Securitized Asset Fund 6 · Hedge Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 7 DAC | Securitized Asset Fund | Ireland | 1 | $297.4M | $100K |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 2 DAC | Securitized Asset Fund | Ireland | 0 | $294.4M | $100K |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 6 DAC | Securitized Asset Fund | Ireland | 0 | $294.3M | $100K |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 3 DAC | Securitized Asset Fund | Ireland | 0 | $294.1M | $100K |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 1 DAC | Securitized Asset Fund | Ireland | 0 | $250.3M | $100K |
| NEUBERGER BERMAN LOAN ADVISERS III LIMITED | Hedge Fund | Jersey | 13 | $76.6M | $5.0M |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 5 DAC | Securitized Asset Fund | Ireland | 0 | $13.1M | $100K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| DIFC, DUBAI | — | 2 | +9 71 4 401 96 |


## Fund service providers (2)

- custodian: NEUBERGER BERMAN LOAN ADVISERS HOLDINGS III (CAYMAN) LP
- custodian: NEUBERGER BERMAN LOAN ADVISERS HOLDINGS III LP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/162267/brochure
- Similar advisers: https://search.stillhousedata.com/firm/162267/similar
- Related entities: https://search.stillhousedata.com/firm/162267/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/162267

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.